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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$141M
AUM Growth
-$5.88M
Cap. Flow
-$10.8M
Cap. Flow %
-7.63%
Top 10 Hldgs %
35.89%
Holding
114
New
6
Increased
15
Reduced
41
Closed
3

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$742K
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$485K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$251K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$225K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$10.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.65M
3
MSI icon
Motorola Solutions
MSI
+$1.11M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$731K
5
IOC
Interoil Corporation
IOC
+$429K

Sector Composition

Rank Sector Weight
1 Energy 17.22%
2 Industrials 8.46%
3 Financials 8.12%
4 Technology 7.64%
5 Healthcare 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
51
Goldman Sachs
GS
$303B
$873K 0.62%
5,519
– –
HD icon
52
Home Depot
HD
$355B
$865K 0.61%
11,403
– –
AAPL icon
53
Apple
AAPL
$4.57T
$863K 0.61%
50,708
– –
AMZN icon
54
Amazon
AMZN
$2.96T
$860K 0.61%
55,000
– –
CSCO icon
55
Cisco
CSCO
$479B
$860K 0.61%
36,713
-80
-0.2% -$1.99K
ELD icon
56
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$850K 0.6%
18,060
-15,478
-46% -$731K
MET icon
57
MetLife
MET
$62.1B
$820K 0.58%
19,597
– –
TYC
58
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$814K 0.58%
22,225
– –
FL
59
DELISTED
Foot Locker
FL
$810K 0.57%
23,856
– –
FPE icon
60
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$800K 0.57%
44,320
-2,770
-6% -$51.6K
AXP icon
61
American Express
AXP
$230B
$777K 0.55%
10,291
– –
EEM icon
62
iShares MSCI Emerging Markets ETF
EEM
$30B
$776K 0.55%
19,033
– –
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.32T
$774K 0.55%
35,493
– –
CAT icon
64
Caterpillar
CAT
$387B
$762K 0.54%
9,141
-20
-0.2% -$1.69K
FICO icon
65
Fair Isaac
FICO
$22.5B
$762K 0.54%
13,790
– –
IGIB icon
66
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$736K 0.52%
13,648
-196,692
-94% -$10.6M
WT icon
67
WisdomTree
WT
$3.22B
$736K 0.52%
63,425
-200
-0.3% -$2.42K
BMY icon
68
Bristol-Myers Squibb
BMY
$132B
$734K 0.52%
15,851
-93
-0.6% -$4.08K
DON icon
69
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$700K 0.5%
30,207
+60
+0.2% +$1.38K
EMLP icon
70
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$699K 0.5%
30,590
-1,453
-5% -$33.9K
BP icon
71
BP
BP
$107B
$695K 0.49%
20,212
-98
-0.5% -$3.36K
DBC icon
72
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$671K 0.48%
26,063
-2,663
-9% -$69.5K
BAC icon
73
Bank of America
BAC
$442B
$661K 0.47%
47,888
-80
-0.2% -$1.14K
GILD icon
74
Gilead Sciences
GILD
$165B
$643K 0.46%
10,220
– –
MO icon
75
Altria Group
MO
$114B
$625K 0.44%
18,211
– –
1 2
3
4 5

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BOCH
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TCM
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PAA
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Aspen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aspen Investment Management held 114 positions worth $141M, down 4% from $147M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Aspen Investment Management withdrew a net $10.8M in Q3 2013, closing 3 positions and reducing 41 holdings. Its most notable exit was Motorola Solutions, an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Financials.

Against the trend, Aspen Investment Management opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $252K.

  • Aspen Investment Management's largest Q3 2013 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 4,780 shares worth $252K.
  • Aspen Investment Management added most to iShares Core MSCI EAFE ETF in Q3 2013, an estimated $1.74M increase.
  • Aspen Investment Management's biggest Q3 2013 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $10.6M.
  • Aspen Investment Management fully exited Motorola Solutions in Q3 2013, selling an estimated $1.11M.
  • Aspen Investment Management's ten largest holdings make up 36% of its $141M portfolio in Q3 2013.
  • Aspen Investment Management opened 6 new positions and closed 3 in Q3 2013.
  • Aspen Investment Management's portfolio value fell 4% quarter-over-quarter to $141M.

Based on Aspen Investment Management's 13F filing for Q3 2013, filed 30 Oct 2013.