We are live on ! Find out more
AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$101M
AUM Growth
-$1.89M
Cap. Flow
-$5.05M
Cap. Flow %
-5.02%
Top 10 Hldgs %
37.1%
Holding
120
New
3
Increased
22
Reduced
37
Closed
3

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.43M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$782K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$295K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$291K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$275K

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$3.41M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.1M
3
EMLP icon
First Trust North American Energy Infrastructure Fund
EMLP
+$717K
4
WMT icon
Walmart Inc
WMT
+$572K
5
TCF
TCF Financial Corporation Common Stock
TCF
+$518K

Sector Composition

Rank Sector Weight
1 Energy 12.65%
2 Healthcare 8.04%
3 Financials 7.24%
4 Technology 7.02%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
26
Wells Fargo
WFC
$264B
$988K 0.98%
18,173
– –
META icon
27
Meta Platforms (Facebook)
META
$1.51T
$964K 0.96%
9,215
– –
DD
28
DELISTED
Du Pont De Nemours E I
DD
$962K 0.96%
14,441
– –
JPM icon
29
JPMorgan Chase
JPM
$950B
$959K 0.95%
14,528
-150
-1% -$9.77K
VZ icon
30
Verizon
VZ
$196B
$897K 0.89%
19,414
– –
MDLZ icon
31
Mondelez International
MDLZ
$79.9B
$893K 0.89%
19,918
– –
VWO icon
32
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$887K 0.88%
27,125
-3,319
-11% -$114K
IDV icon
33
iShares International Select Dividend ETF
IDV
$8.57B
$878K 0.87%
30,598
-2,950
-9% -$87K
SCHC icon
34
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$849K 0.84%
29,451
-1,035
-3% -$30.6K
BMY icon
35
Bristol-Myers Squibb
BMY
$132B
$817K 0.81%
11,876
– –
ITW icon
36
Illinois Tool Works
ITW
$84.5B
$813K 0.81%
8,772
– –
CVX icon
37
Chevron
CVX
$366B
$806K 0.8%
8,963
+150
+2% +$13.5K
FXO icon
38
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$769K 0.76%
+33,165
New +$782K
YUM icon
39
Yum! Brands
YUM
$41.1B
$744K 0.74%
14,163
-348
-2% -$18.2K
V icon
40
Visa
V
$677B
$721K 0.72%
9,292
– –
FL
41
DELISTED
Foot Locker
FL
$702K 0.7%
10,791
– –
IFV icon
42
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$701K 0.7%
39,172
+3,841
+11% +$69.3K
WT icon
43
WisdomTree
WT
$3.22B
$699K 0.69%
44,570
– –
RSP icon
44
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$690K 0.69%
8,998
+3,744
+71% +$291K
IHDG icon
45
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$681K 0.68%
25,770
+9,948
+63% +$264K
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
$678K 0.67%
17,454
-53,969
-76% -$2.1M
AAPL icon
47
Apple
AAPL
$4.57T
$645K 0.64%
24,512
– –
ADP icon
48
Automatic Data Processing
ADP
$108B
$638K 0.63%
7,533
-375
-5% -$32.3K
CSX icon
49
CSX Corp
CSX
$93.1B
$634K 0.63%
73,338
– –
AET
50
DELISTED
Aetna Inc
AET
$633K 0.63%
5,857
– –
1
2
3 4 5

Similar funds

SAAM
Solus Alternative Asset Management Summit, New Jersey $372M AUM 45.33% 1-Year Est. Return
PC
Promethos Capital Boston, Massachusetts $372M AUM 23.19% 1-Year Est. Return
BOCH
Blue Owl Capital Holdings New York $372M AUM 78.25% 1-Year Est. Return
KP
Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return
GIP
Gavilan Investment Partners Burlingame, California $372M AUM 6.04% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return
TCM
Thomist Capital Management Houston, Texas $371M AUM 77.62% 1-Year Est. Return
PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return

Aspen Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Aspen Investment Management held 120 positions worth $101M, down 1.8% from $102M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Aspen Investment Management withdrew a net $5.05M in Q4 2015, closing 3 positions and reducing 37 holdings. Its most notable exit was TCF Financial Corporation Common Stock, an estimated $518K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Aspen Investment Management opened a new position in First Trust Financials AlphaDEX Fund worth $769K.

  • Aspen Investment Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 33,165 shares worth $769K.
  • Aspen Investment Management added most to First Trust Preferred Securities and Income ETF in Q4 2015, an estimated $1.43M increase.
  • Aspen Investment Management's biggest Q4 2015 reduction was Waste Management, cutting an estimated $3.41M.
  • Aspen Investment Management fully exited TCF Financial Corporation Common Stock in Q4 2015, selling an estimated $518K.
  • Aspen Investment Management's ten largest holdings make up 37% of its $101M portfolio in Q4 2015.
  • Aspen Investment Management opened 3 new positions and closed 3 in Q4 2015.
  • Aspen Investment Management's portfolio value fell 1.8% quarter-over-quarter to $101M.

Based on Aspen Investment Management's 13F filing for Q4 2015, filed 11 Feb 2016.