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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
-2.46%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$120M
AUM Growth
-$44.2M
Cap. Flow
-$40.7M
Cap. Flow %
-34.02%
Top 10 Hldgs %
41.84%
Holding
138
New
4
Increased
16
Reduced
75
Closed
21

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$285K
2
GLD icon
SPDR Gold Trust
GLD
+$247K
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$218K
4
UNP icon
Union Pacific
UNP
+$207K
5
ENDO
Endocare, Inc. NEW Common Stock
ENDO
+$205K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.93M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
3
WMB icon
Williams Companies
WMB
+$1.21M
4
DD
Du Pont De Nemours E I
DD
+$924K
5
MRK icon
Merck
MRK
+$872K

Sector Composition

Rank Sector Weight
1 Energy 15.78%
2 Industrials 7.61%
3 Technology 6.59%
4 Healthcare 6.31%
5 Financials 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$890B
$1.14M 0.95%
44,700
-22,290
-33% -$563K
IGSB icon
27
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.11M 0.93%
21,140
+2,000
+10% +$105K
IBM icon
28
IBM
IBM
$224B
$1.08M 0.9%
5,953
-3,028
-34% -$552K
INTC icon
29
Intel
INTC
$513B
$1.04M 0.87%
29,764
-24,690
-45% -$836K
IEFA icon
30
iShares Core MSCI EAFE ETF
IEFA
$196B
$1.03M 0.86%
17,654
-28,755
-62% -$1.74M
VZ icon
31
Verizon
VZ
$196B
$998K 0.83%
19,964
-9,300
-32% -$462K
PEP icon
32
PepsiCo
PEP
$190B
$992K 0.83%
10,656
-5,770
-35% -$527K
PFE icon
33
Pfizer
PFE
$153B
$991K 0.83%
35,309
-23,852
-40% -$669K
SCHC icon
34
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$986K 0.82%
31,465
+4,390
+16% +$145K
DON icon
35
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$943K 0.79%
36,150
+4,800
+15% +$129K
WFC icon
36
Wells Fargo
WFC
$264B
$942K 0.79%
18,153
-12,000
-40% -$617K
JPM icon
37
JPMorgan Chase
JPM
$950B
$936K 0.78%
15,538
-9,040
-37% -$528K
WMB icon
38
Williams Companies
WMB
$86.1B
$891K 0.75%
16,095
-21,070
-57% -$1.21M
CSX icon
39
CSX Corp
CSX
$93.1B
$830K 0.69%
77,688
-62,340
-45% -$643K
PG icon
40
Procter & Gamble
PG
$339B
$815K 0.68%
9,734
-4,645
-32% -$381K
YUM icon
41
Yum! Brands
YUM
$41.1B
$797K 0.67%
15,398
-10,795
-41% -$574K
ITW icon
42
Illinois Tool Works
ITW
$84.5B
$782K 0.65%
9,260
-6,145
-40% -$532K
COF icon
43
Capital One
COF
$134B
$756K 0.63%
9,261
-6,000
-39% -$491K
HD icon
44
Home Depot
HD
$355B
$705K 0.59%
7,688
-3,500
-31% -$300K
ADP icon
45
Automatic Data Processing
ADP
$108B
$700K 0.59%
9,594
+345
+4% +$24.9K
MDLZ icon
46
Mondelez International
MDLZ
$79.9B
$700K 0.59%
20,443
-16,770
-45% -$611K
COP icon
47
ConocoPhillips
COP
$141B
$682K 0.57%
8,915
-6,350
-42% -$520K
SYK icon
48
Stryker
SYK
$130B
$629K 0.53%
7,790
+200
+3% +$16.5K
AAPL icon
49
Apple
AAPL
$4.57T
$624K 0.52%
24,760
-24,200
-49% -$594K
FL
50
DELISTED
Foot Locker
FL
$616K 0.52%
11,066
-16,270
-60% -$856K
1
2
3 4 5

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Aspen Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Aspen Investment Management held 138 positions worth $120M, down 27% from $164M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aspen Investment Management withdrew a net $40.7M in Q3 2014, closing 21 positions and reducing 75 holdings. Its most notable exit was iShares Core S&P Small-Cap ETF, an estimated $3.93M position sold in full.

By sector, the portfolio is most concentrated in Energy at 16% of assets, down from 16% a quarter earlier, followed by Industrials and Technology.

Against the trend, Aspen Investment Management opened a new position in SPDR Gold Trust worth $232K.

  • Aspen Investment Management's largest Q3 2014 buy was SPDR Gold Trust: 2,000 shares worth $232K.
  • Aspen Investment Management added most to iShares Russell 2000 ETF in Q3 2014, an estimated $285K increase.
  • Aspen Investment Management's biggest Q3 2014 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.74M.
  • Aspen Investment Management fully exited iShares Core S&P Small-Cap ETF in Q3 2014, selling an estimated $3.93M.
  • Aspen Investment Management's ten largest holdings make up 42% of its $120M portfolio in Q3 2014.
  • Aspen Investment Management opened 4 new positions and closed 21 in Q3 2014.
  • Aspen Investment Management's portfolio value fell 27% quarter-over-quarter to $120M.

Based on Aspen Investment Management's 13F filing for Q3 2014, filed 20 Oct 2014.