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AIM

Aspen Investment Management Portfolio holdings

AUM $372M
1-Year Est. Return 31.31%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+31.31%
3 Year Est. Return
+84.85%
5 Year Est. Return
+92.03%
10 Year Est. Return
+290.25%
AUM
$141M
AUM Growth
-$5.88M
Cap. Flow
-$10.8M
Cap. Flow %
-7.63%
Top 10 Hldgs %
35.89%
Holding
114
New
6
Increased
15
Reduced
41
Closed
3

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.74M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$742K
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$485K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$251K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$225K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$10.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.65M
3
MSI icon
Motorola Solutions
MSI
+$1.11M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$731K
5
IOC
Interoil Corporation
IOC
+$429K

Sector Composition

Rank Sector Weight
1 Energy 17.22%
2 Industrials 8.46%
3 Financials 8.12%
4 Technology 7.64%
5 Healthcare 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITW icon
26
Illinois Tool Works
ITW
$84.5B
$1.54M 1.09%
20,170
– –
IDV icon
27
iShares International Select Dividend ETF
IDV
$8.57B
$1.53M 1.08%
42,088
-1,597
-4% -$55.1K
CSX icon
28
CSX Corp
CSX
$93.1B
$1.5M 1.06%
175,098
– –
VZ icon
29
Verizon
VZ
$196B
$1.42M 1.01%
30,410
-221
-0.7% -$10.8K
VO icon
30
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.41M 1%
54,980
+1,960
+4% +$49.2K
WMB icon
31
Williams Companies
WMB
$86.1B
$1.37M 0.97%
37,725
– –
JPM icon
32
JPMorgan Chase
JPM
$950B
$1.33M 0.94%
25,727
– –
WFC icon
33
Wells Fargo
WFC
$264B
$1.31M 0.93%
31,797
-11
-0% -$470
ADP icon
34
Automatic Data Processing
ADP
$108B
$1.3M 0.92%
20,462
+6
+0% +$381
PEP icon
35
PepsiCo
PEP
$190B
$1.28M 0.9%
16,046
-120
-0.7% -$9.86K
INTC icon
36
Intel
INTC
$513B
$1.26M 0.89%
55,094
-170
-0.3% -$3.92K
PG icon
37
Procter & Gamble
PG
$339B
$1.2M 0.85%
15,886
– –
MRK icon
38
Merck
MRK
$318B
$1.15M 0.81%
25,271
-32
-0.1% -$1.46K
YUM icon
39
Yum! Brands
YUM
$41.1B
$1.15M 0.81%
22,326
-55
-0.2% -$2.85K
FVD icon
40
First Trust Value Line Dividend Fund
FVD
$8.4B
$1.09M 0.77%
54,472
+24,075
+79% +$485K
SCHC icon
41
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$1.06M 0.75%
34,424
-10
-0% -$294
COF icon
42
Capital One
COF
$134B
$1.06M 0.75%
15,426
– –
MDLZ icon
43
Mondelez International
MDLZ
$79.9B
$1.02M 0.72%
32,539
-40
-0.1% -$1.24K
T icon
44
AT&T
T
$163B
$991K 0.7%
38,792
– –
COP icon
45
ConocoPhillips
COP
$141B
$953K 0.68%
13,705
– –
LMT icon
46
Lockheed Martin
LMT
$136B
$939K 0.67%
7,364
– –
FXI icon
47
iShares China Large-Cap ETF
FXI
$4.31B
$902K 0.64%
24,333
– –
ICE icon
48
Intercontinental Exchange
ICE
$84.4B
$898K 0.64%
24,750
– –
DUK icon
49
Duke Energy
DUK
$97.3B
$893K 0.63%
13,378
– –
V icon
50
Visa
V
$677B
$877K 0.62%
18,360
– –
1
2
3 4 5

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BOCH
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KP
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GIP
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DPCM
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TCM
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PAA
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Aspen Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Aspen Investment Management held 114 positions worth $141M, down 4% from $147M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Aspen Investment Management withdrew a net $10.8M in Q3 2013, closing 3 positions and reducing 41 holdings. Its most notable exit was Motorola Solutions, an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 16% a quarter earlier, followed by Industrials and Financials.

Against the trend, Aspen Investment Management opened a new position in iShares 1-5 Year Investment Grade Corporate Bond ETF worth $252K.

  • Aspen Investment Management's largest Q3 2013 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 4,780 shares worth $252K.
  • Aspen Investment Management added most to iShares Core MSCI EAFE ETF in Q3 2013, an estimated $1.74M increase.
  • Aspen Investment Management's biggest Q3 2013 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $10.6M.
  • Aspen Investment Management fully exited Motorola Solutions in Q3 2013, selling an estimated $1.11M.
  • Aspen Investment Management's ten largest holdings make up 36% of its $141M portfolio in Q3 2013.
  • Aspen Investment Management opened 6 new positions and closed 3 in Q3 2013.
  • Aspen Investment Management's portfolio value fell 4% quarter-over-quarter to $141M.

Based on Aspen Investment Management's 13F filing for Q3 2013, filed 30 Oct 2013.