Alpha Windward’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Alpha Windward’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-101	Closed	-$5K	–	292
2020 Q3	$5K	Hold	101	–	–	﹤0.01%	381
2020 Q2	$5K	Hold	101	–	–	﹤0.01%	390
2020 Q1	$5K	Sell	101 -5,250	-98%	-$257K	﹤0.01%	379
2019 Q4	$263K	Buy	5,351 +5,250	+5,198%	+$257K	0.17%	232
2019 Q3	$5K	Hold	101	–	–	﹤0.01%	386
2019 Q2	$5K	Hold	101	–	–	﹤0.01%	385
2019 Q1	$5K	Buy	101 +6	+6%	+$290	﹤0.01%	393
2018 Q4	$5K	Sell	95 -275	-74%	-$13.1K	﹤0.01%	385
2018 Q3	$18K	Hold	370	–	–	0.01%	373
2018 Q2	$18K	Buy	+370	New	+$17.7K	0.01%	365
2016 Q3	–	Sell	-190	Closed	-$9K	–	439
2016 Q2	$9K	Hold	190	–	–	0.01%	381
2016 Q1	$9K	Hold	190	–	–	0.01%	386
2015 Q4	$9K	Buy	+190	New	+$9.26K	0.01%	377
2015 Q3	–	Sell	-1,194	Closed	-$58K	–	456
2015 Q2	$58K	Sell	1,194 -3,656	-75%	-$177K	0.04%	300
2015 Q1	$236K	Hold	4,850	–	–	0.15%	219
2014 Q4	$236K	Buy	+4,850	New	+$236K	0.15%	226

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Alpha Windward's SHM Position: Q4 2020 in Review

Alpha Windward sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q4 2020, closing a stake of 101 shares — an estimated $5K sold.

Alpha Windward first reported a position in SHM in Q4 2014 and held it in 16 quarters. The position peaked at $263K in Q4 2019. 417 funds tracked by Wall St. Rank hold SHM as of Q4 2020.

Alpha Windward reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q4 2020 after selling out during the quarter.
Alpha Windward sold 101 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q4 2020, an estimated $5K.
Alpha Windward first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2014 and held it in 16 quarters.
Alpha Windward's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $263K in Q4 2019.
417 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2020.

Based on Alpha Windward's 13F filing for Q4 2020.