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3LCM
3D/L Capital Management Portfolio holdings
AUM
$308M
1-Year Est. Return
13.67%
This Fund
S&P 500
This Quarter
Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
(+2.7%)
Cap. Flow
-$3.61M
Cap. Flow
% of AUM
-0.84%
Top 10 Holdings %
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$1.1M |
| 2 |
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
|
+$468K |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$388K |
| 4 |
FlexShares International Quality Dividend Index Fund
IQDF
|
+$291K |
| 5 |
Dimensional World ex US Core Equity 2 ETF
DFAX
|
+$291K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan US Quality Factor ETF
JQUA
|
+$1.3M |
| 2 |
KALL
KraneShares MSCI All China Index ETF
KALL
|
+$1.11M |
| 3 |
FT Vest US Equity Buffer ETF July
FJUL
|
+$1.09M |
| 4 |
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
|
+$961K |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$918K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 0.2% |
| 2 | Industrials | 0.15% |
| 3 | Financials | 0.11% |
| 4 | Technology | 0.1% |
| 5 | Materials | 0.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $208K | 0.05% |
1,964
+17
| +0.9% | +$1.8K |
|
127
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
| – | – |
-14,148
| Closed | -$462K |
|
128
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
| – | – |
-5,721
| Closed | -$237K |
|
|
129
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
| – | – |
-31,380
| Closed | -$1.09M |
|
130
iShares Global Tech ETF
IXN
$8.78B
| – | – |
-4,175
| Closed | -$237K |
|
131
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
| – | – |
-6,751
| Closed | -$211K |
|
|
EFIX
132
DELISTED
First Trust TCW Emerging Markets Debt ETF
EFIX
| – | – |
-11,659
| Closed | -$225K |
|
|
BSCL
133
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| – | – |
-19,623
| Closed | -$414K |
|
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3D/L Capital Management's Q4 2021 Portfolio in Review
As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.
By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.
- 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
- 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
- 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
- 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
- 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
- 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
- 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.
Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.