3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
This Quarter Return
+2.95%
1 Year Return
+13.67%
3 Year Return
+13.92%
5 Year Return
–
10 Year Return
–
AUM
$346M
AUM Growth
+$346M
Cap. Flow
-$41.9M
Cap. Flow %
-12.13%
Top 10 Hldgs %
65.73%
Holding
115
New
7
Increased
29
Reduced
61
Closed
16

Top Buys

1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
$25.3M
2
XLI icon
Industrial Select Sector SPDR Fund
XLI
$988K
3
XLC icon
The Communication Services Select Sector SPDR Fund
XLC
$980K
4
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$842K
5
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
$802K

Top Sells

1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
$27.4M
2
IVLU icon
iShares MSCI Intl Value Factor ETF
IVLU
$4.31M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$4.12M
4
DUHP icon
Dimensional US High Profitability ETF
DUHP
$3.64M
5
DFIC icon
Dimensional International Core Equity 2 ETF
DFIC
$3.3M

Sector Composition

1 Technology 0.55%
2 Industrials 0.15%
3 Financials 0.15%
4 Healthcare 0.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CGC
101
Canopy Growth
CGC
$437M
– –
-1,670
Closed -$29.2K
DFIP icon
102
Dimensional Inflation-Protected Securities ETF
DFIP
$995M
– –
-4,717
Closed -$202K
DGS icon
103
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.63B
– –
-4,388
Closed -$201K
DOCT icon
104
FT Vest US Equity Deep Buffer ETF October
DOCT
$308M
– –
-23,163
Closed -$760K
GOVT icon
105
iShares US Treasury Bond ETF
GOVT
$27.8B
– –
-9,997
Closed -$234K
IQDF icon
106
FlexShares International Quality Dividend Index Fund
IQDF
$792M
– –
-9,470
Closed -$209K
IVE icon
107
iShares S&P 500 Value ETF
IVE
$40.9B
– –
-1,921
Closed -$292K
IWD icon
108
iShares Russell 1000 Value ETF
IWD
$63.2B
– –
-2,031
Closed -$309K
IWO icon
109
iShares Russell 2000 Growth ETF
IWO
$12.3B
– –
-909
Closed -$206K
IYW icon
110
iShares US Technology ETF
IYW
$22.9B
– –
-2,238
Closed -$208K
JQUA icon
111
JPMorgan US Quality Factor ETF
JQUA
$7.17B
– –
-6,793
Closed -$280K
MBB icon
112
iShares MBS ETF
MBB
$40.9B
– –
-2,901
Closed -$275K
QQQ icon
113
Invesco QQQ Trust
QQQ
$364B
– –
-1,436
Closed -$461K
SPY icon
114
SPDR S&P 500 ETF Trust
SPY
$656B
– –
-633
Closed -$259K
USMV icon
115
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
– –
-5,116
Closed -$372K
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