We are live on ! Find out more
3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$5.46M
Cap. Flow
-$8.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
65.26%
Holding
118
New
14
Increased
22
Reduced
70
Closed
10

Top Buys

Rank Stock Value
1
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.59M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.94M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.86M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.71M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.93M
2
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$1.98M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.1M
4
EZM icon
WisdomTree US MidCap Fund
EZM
+$767K
5
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$724K

Sector Composition

Rank Sector Weight
1 Technology 0.43%
2 Industrials 0.14%
3 Healthcare 0.12%
4 Financials 0.12%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
101
iShares US Technology ETF
IYW
$25.2B
$208K 0.06%
+2,238
New +$188K
IWO icon
102
iShares Russell 2000 Growth ETF
IWO
$15.1B
$206K 0.05%
+909
New +$208K
DFIP icon
103
Dimensional Inflation-Protected Securities ETF
DFIP
$1.12B
$202K 0.05%
+4,717
New +$197K
DGS icon
104
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$201K 0.05%
+4,388
New +$201K
CLOU icon
105
Global X Cloud Computing ETF
CLOU
$263M
$190K 0.05%
10,334
-2,086
-17% -$36.4K
EBIZ icon
106
Global X E-commerce ETF
EBIZ
$29.5M
$185K 0.05%
10,245
-2,216
-18% -$40.8K
THCX
107
DELISTED
AXS Cannabis ETF
THCX
$138K 0.04%
6,396
-238
-4% -$5.97K
CGC
108
Canopy Growth
CGC
$410M
$29.2K 0.01%
1,670
-253
-13% -$6K
DJP icon
109
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
– –
-6,162
Closed -$208K
EEMV icon
110
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-5,578
Closed -$296K
HERO icon
111
Global X Video Games & Esports ETF
HERO
$67.7M
– –
-10,564
Closed -$198K
IBB icon
112
iShares Biotechnology ETF
IBB
$9.77B
– –
-1,722
Closed -$226K
IJR icon
113
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-2,210
Closed -$209K
MTUM icon
114
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
– –
-1,657
Closed -$242K
PHO icon
115
Invesco Water Resources ETF
PHO
$2.09B
– –
-4,592
Closed -$237K
SHYG icon
116
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-6,406
Closed -$262K
STZ icon
117
Constellation Brands
STZ
$23.2B
– –
-919
Closed -$213K
TUA icon
118
Simplify Short Term Treasury Futures Strategy ETF
TUA
$667M
– –
-80,051
Closed -$1.98M
1 2 3 4
5

Similar funds

SFG
Steward Financial Group Colleyville, Texas $315M AUM 13.78% 1-Year Est. Return
AEPLI
AH Equity Partners LSV I Menlo Park, California $315M AUM 9.31% 1-Year Est. Return
DCMIC
Decheng Capital Management III (Cayman) Grand Cayman, Cayman Islands $300M AUM 15.74% 1-Year Est. Return
CC
Chanos & Company New York $318M AUM 4.62% 1-Year Est. Return
IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
Daniels + Tansey Wilmington, Delaware $289M AUM 18.06% 1-Year Est. Return
TFA
Triad Financial Advisors Greensboro, North Carolina $284M AUM 14.95% 1-Year Est. Return

3D/L Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, 3D/L Capital Management held 118 positions worth $377M, up 1.5% from $372M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management's Q1 2023 filing shows 14 new, 22 increased, 70 reduced and 10 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M. The largest sale was iShares 0-5 Year TIPS Bond ETF, an estimated $5.93M.

By sector, the portfolio is most concentrated in Technology at 0.43% of assets, up from 0.37% a quarter earlier, followed by Industrials and Healthcare.

  • 3D/L Capital Management's largest Q1 2023 buy was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M.
  • 3D/L Capital Management added most to WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, an estimated $2.59M increase.
  • 3D/L Capital Management's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.93M.
  • 3D/L Capital Management fully exited Simplify Short Term Treasury Futures Strategy ETF in Q1 2023, selling an estimated $1.98M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $377M portfolio in Q1 2023.
  • 3D/L Capital Management opened 14 new positions and closed 10 in Q1 2023.
  • 3D/L Capital Management's portfolio value rose 1.5% quarter-over-quarter to $377M.

Based on 3D/L Capital Management's 13F filing for Q1 2023, filed 8 May 2023.