3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
This Quarter Return
-11.63%
1 Year Return
+13.67%
3 Year Return
+13.92%
5 Year Return
–
10 Year Return
–
AUM
$358M
AUM Growth
+$358M
Cap. Flow
-$4.94M
Cap. Flow %
-1.38%
Top 10 Hldgs %
64.12%
Holding
136
New
11
Increased
58
Reduced
35
Closed
29

Top Buys

1
DUHP icon
Dimensional US High Profitability ETF
DUHP
$31.5M
2
DFIC icon
Dimensional International Core Equity 2 ETF
DFIC
$21.8M
3
DFAE icon
Dimensional Emerging Core Equity Market ETF
DFAE
$17.3M
4
DFEV icon
Dimensional Emerging Markets Value ETF
DFEV
$11.3M
5
IVLU icon
iShares MSCI Intl Value Factor ETF
IVLU
$9.66M

Top Sells

1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
$28.5M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$21.6M
3
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
$18.9M
4
KEMX icon
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$11M
5
KALL
KraneShares MSCI All China Index ETF
KALL
$8.27M

Sector Composition

1 Healthcare 0.17%
2 Industrials 0.16%
3 Financials 0.11%
4 Technology 0.09%
5 Consumer Staples 0.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IQDF icon
101
FlexShares International Quality Dividend Index Fund
IQDF
$792M
$207K 0.06%
10,137
-926,359
-99% -$18.9M
STIP icon
102
iShares 0-5 Year TIPS Bond ETF
STIP
$12.6B
$204K 0.06%
2,014
+44
+2% +$4.46K
DFIP icon
103
Dimensional Inflation-Protected Securities ETF
DFIP
$995M
$200K 0.06%
4,557
+69
+2% +$3.03K
CLOU icon
104
Global X Cloud Computing ETF
CLOU
$309M
$197K 0.06%
11,975
-166
-1% -$2.73K
EBIZ icon
105
Global X E-commerce ETF
EBIZ
$65.6M
$195K 0.05%
11,626
+882
+8% +$14.8K
THCX
106
DELISTED
AXS Cannabis ETF
THCX
$192K 0.05%
52,063
+14,805
+40% +$54.6K
CGC
107
Canopy Growth
CGC
$437M
$61K 0.02%
21,355
-5,456
-20% -$15.6K
XLY icon
108
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
– –
-4,741
Closed -$877K
XLV icon
109
Health Care Select Sector SPDR Fund
XLV
$33.8B
– –
-7,555
Closed -$1.04M
XLU icon
110
Utilities Select Sector SPDR Fund
XLU
$20.8B
– –
-7,749
Closed -$577K
XLRE icon
111
Real Estate Select Sector SPDR Fund
XLRE
$7.53B
– –
-11,429
Closed -$552K
XLP icon
112
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
-9,124
Closed -$692K
XLK icon
113
Technology Select Sector SPDR Fund
XLK
$83.6B
– –
-10,488
Closed -$1.67M
XLI icon
114
Industrial Select Sector SPDR Fund
XLI
$23B
– –
-7,600
Closed -$783K
XLF icon
115
Financial Select Sector SPDR Fund
XLF
$53.6B
– –
-23,685
Closed -$908K
XLC icon
116
The Communication Services Select Sector SPDR Fund
XLC
$25.4B
– –
-11,754
Closed -$808K
XLB icon
117
Materials Select Sector SPDR Fund
XLB
$5.46B
– –
-6,139
Closed -$541K
SPIP icon
118
SPDR Portfolio TIPS ETF
SPIP
$962M
– –
-6,750
Closed -$204K
SMG icon
119
ScottsMiracle-Gro
SMG
$3.48B
– –
-1,804
Closed -$222K
GSIE icon
120
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.18B
– –
-660,820
Closed -$21.6M
GQRE icon
121
FlexShares Global Quality Real Estate Index Fund
GQRE
$377M
– –
-3,840
Closed -$270K
FOCT icon
122
FT Vest US Equity Buffer ETF October
FOCT
$946M
– –
-34,037
Closed -$1.19M
ESGE icon
123
iShares ESG Aware MSCI EM ETF
ESGE
$5.1B
– –
-6,263
Closed -$230K
DOCT icon
124
FT Vest US Equity Deep Buffer ETF October
DOCT
$308M
– –
-15,512
Closed -$507K
DGS icon
125
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.63B
– –
-8,962
Closed -$478K
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