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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
Cap. Flow
+$4.85M
Cap. Flow %
1.16%
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$30.2M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$3.06M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$2.31M
4
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.1M
5
JIG icon
JPMorgan International Growth ETF
JIG
+$882K

Top Sells

Rank Stock Value
1
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$30.5M
2
FAPR icon
FT Vest US Equity Buffer ETF April
FAPR
+$950K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$687K
4
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$528K
5
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$400K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.14%
3 Financials 0.1%
4 Technology 0.08%
5 Materials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
101
iShares TIPS Bond ETF
TIP
$14.5B
$284K 0.07%
+2,228
New +$287K
CEW
102
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$280K 0.07%
15,761
+386
+3% +$6.94K
DJP icon
103
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
$280K 0.07%
9,565
+50
+0.5% +$1.38K
ACES icon
104
ALPS Clean Energy ETF
ACES
$120M
$279K 0.07%
4,224
+36
+0.9% +$2.52K
VLUE icon
105
iShares MSCI USA Value Factor ETF
VLUE
$9.37B
$274K 0.07%
2,725
+429
+19% +$44.6K
HERO icon
106
Global X Video Games & Esports ETF
HERO
$65.3M
$269K 0.06%
9,616
+100
+1% +$3.01K
THCX
107
DELISTED
AXS Cannabis ETF
THCX
$268K 0.06%
2,090
+445
+27% +$65.4K
USMV icon
108
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$267K 0.06%
3,631
-7
-0.2% -$533
EMCS
109
Xtrackers MSCI Emerging Markets Select ETF
EMCS
$992M
$267K 0.06%
8,315
+623
+8% +$20.7K
EBIZ icon
110
Global X E-commerce ETF
EBIZ
$29M
$265K 0.06%
8,797
+101
+1% +$3.23K
GQRE icon
111
FlexShares Global Quality Real Estate Index Fund
GQRE
$419M
$264K 0.06%
3,995
+80
+2% +$5.49K
SMG icon
112
ScottsMiracle-Gro
SMG
$3.61B
$262K 0.06%
1,788
+7
+0.4% +$1.15K
LQD icon
113
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$246K 0.06%
1,853
+43
+2% +$5.81K
AGG icon
114
iShares Core US Aggregate Bond ETF
AGG
$137B
$239K 0.06%
2,079
+238
+13% +$27.6K
ESGE icon
115
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
$237K 0.06%
5,721
-2,084
-27% -$89.1K
IXN icon
116
iShares Global Tech ETF
IXN
$8.74B
$237K 0.06%
+4,175
New +$244K
STZ icon
117
Constellation Brands
STZ
$22.6B
$235K 0.06%
1,116
+3
+0.3% +$655
IWO icon
118
iShares Russell 2000 Growth ETF
IWO
$14.8B
$229K 0.06%
781
-33
-4% -$9.91K
EFIX
119
DELISTED
First Trust TCW Emerging Markets Debt ETF
EFIX
$225K 0.05%
+11,659
New +$230K
MTUM icon
120
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$224K 0.05%
1,278
-788
-38% -$140K
IGIB icon
121
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$219K 0.05%
3,638
+277
+8% +$16.8K
IWN icon
122
iShares Russell 2000 Value ETF
IWN
$14.5B
$217K 0.05%
1,356
-4
-0.3% -$643
SPSB icon
123
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$211K 0.05%
+6,751
New +$211K
BSMP
124
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$209K 0.05%
+8,051
New +$210K
SPIP icon
125
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$206K 0.05%
6,631
+130
+2% +$4.08K
2 3 4
5
6

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SFG
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AEPLI
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DCMIC
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CC
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IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
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TFA
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3D/L Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
  • 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
  • 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
  • 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
  • 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.

Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.