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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
Cap. Flow
-$3.61M
Cap. Flow %
-0.84%
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$1.1M
2
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
+$468K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$388K
4
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$291K
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$291K

Top Sells

Rank Stock Value
1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.3M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$1.11M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.09M
4
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$961K
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$918K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.15%
3 Financials 0.11%
4 Technology 0.1%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCT
76
FT Vest US Equity Deep Buffer ETF October
DOCT
$388M
$473K 0.11%
+14,305
New +$468K
HYGV icon
77
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$461K 0.11%
9,411
+135
+1% +$6.66K
BRK.A icon
78
Berkshire Hathaway Class A
BRK.A
$1.12T
$451K 0.11%
1
– –
IVW icon
79
iShares S&P 500 Growth ETF
IVW
$77.6B
$440K 0.1%
5,262
-17
-0.3% -$1.37K
IWD icon
80
iShares Russell 1000 Value ETF
IWD
$83.7B
$435K 0.1%
2,591
-7
-0.3% -$1.15K
AQWA icon
81
Global X Clean Water ETF
AQWA
$23M
$428K 0.1%
24,418
-580
-2% -$9.83K
FITE
82
State Street SPDR S&P Kensho Future Security ETF
FITE
$155M
$427K 0.1%
8,134
+168
+2% +$8.82K
AAPL icon
83
Apple
AAPL
$4.55T
$422K 0.1%
2,375
+102
+4% +$16.1K
SIMS icon
84
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.72M
$413K 0.1%
9,074
+144
+2% +$6.66K
DFAC icon
85
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
$399K 0.09%
+13,761
New +$388K
GOVT icon
86
iShares US Treasury Bond ETF
GOVT
$43.6B
$394K 0.09%
14,772
+638
+5% +$16.9K
IJT icon
87
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$394K 0.09%
2,837
-534
-16% -$72.7K
USMV icon
88
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$391K 0.09%
4,839
+1,208
+33% +$93.5K
DMXF icon
89
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.03B
$390K 0.09%
5,671
-106
-2% -$7.3K
IVE icon
90
iShares S&P 500 Value ETF
IVE
$49.8B
$390K 0.09%
2,490
+14
+0.6% +$2.13K
IJR icon
91
iShares Core S&P Small-Cap ETF
IJR
$112B
$371K 0.09%
3,242
+8
+0.2% +$912
TLTE icon
92
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$344M
$361K 0.08%
6,104
+79
+1% +$4.77K
BSCO
93
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$339K 0.08%
15,539
+870
+6% +$19.1K
GUNR icon
94
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.35B
$338K 0.08%
8,550
+81
+1% +$3.13K
PHO icon
95
Invesco Water Resources ETF
PHO
$2.09B
$334K 0.08%
5,496
+28
+0.5% +$1.63K
TIP icon
96
iShares TIPS Bond ETF
TIP
$14.5B
$324K 0.08%
2,505
+277
+12% +$35.7K
BUG icon
97
Global X Cybersecurity ETF
BUG
$1.45B
$314K 0.07%
9,881
+239
+2% +$7.71K
IBB icon
98
iShares Biotechnology ETF
IBB
$9.67B
$309K 0.07%
2,022
+68
+3% +$10.5K
ERTH icon
99
Invesco MSCI Sustainable Future ETF
ERTH
$137M
$299K 0.07%
4,482
-116
-3% -$7.9K
DGRE icon
100
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$298K 0.07%
10,512
-839
-7% -$23.6K
2 3
4
5 6

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DCMIC
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CC
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IBT
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KBC
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DT
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TFA
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3D/L Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
  • 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
  • 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
  • 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
  • 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.

Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.