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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
Cap. Flow
+$4.85M
Cap. Flow %
1.16%
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$30.2M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$3.06M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$2.31M
4
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.1M
5
JIG icon
JPMorgan International Growth ETF
JIG
+$882K

Top Sells

Rank Stock Value
1
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$30.5M
2
FAPR icon
FT Vest US Equity Buffer ETF April
FAPR
+$950K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$687K
4
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$528K
5
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$400K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.14%
3 Financials 0.1%
4 Technology 0.08%
5 Materials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
51
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$680K 0.16%
13,595
+880
+7% +$45.5K
XLP icon
52
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$658K 0.16%
9,554
-29
-0.3% -$2.07K
QQQ icon
53
Invesco QQQ Trust
QQQ
$479B
$645K 0.15%
1,803
-385
-18% -$142K
EFV icon
54
iShares MSCI EAFE Value ETF
EFV
$29.2B
$633K 0.15%
12,454
+939
+8% +$48.7K
NUSC icon
55
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
$595K 0.14%
13,689
+847
+7% +$37.4K
J icon
56
Jacobs Solutions
J
$16.9B
$594K 0.14%
5,422
– –
VMBS icon
57
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$575K 0.14%
10,791
+1,041
+11% +$55.6K
GWX icon
58
State Street SPDR S&P International Small Cap ETF
GWX
$904M
$569K 0.14%
14,788
-3,630
-20% -$142K
BSCN
59
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$569K 0.14%
26,251
-6,145
-19% -$133K
BLV icon
60
Vanguard Long-Term Bond ETF
BLV
$5.73B
$564K 0.14%
5,513
+358
+7% +$37.6K
IUSB icon
61
iShares Core Universal USD Bond ETF
IUSB
$43B
$564K 0.14%
10,595
+1,483
+16% +$79.7K
XLRE icon
62
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
$561K 0.13%
12,625
-321
-2% -$14.9K
VB icon
63
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$549K 0.13%
2,511
+126
+5% +$28K
BIV icon
64
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$526K 0.13%
5,880
+384
+7% +$34.8K
EFG icon
65
iShares MSCI EAFE Growth ETF
EFG
$17B
$524K 0.13%
4,920
+1,520
+45% +$167K
XLE icon
66
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$524K 0.13%
20,102
+266
+1% +$6.59K
XLB icon
67
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$506K 0.12%
12,800
+32
+0.3% +$1.33K
XLU icon
68
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$504K 0.12%
15,766
-4
-0% -$134
ACWV icon
69
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$496K 0.12%
4,827
+622
+15% +$65.5K
DGS icon
70
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$488K 0.12%
9,123
-301
-3% -$16.4K
IEFA icon
71
iShares Core MSCI EAFE ETF
IEFA
$194B
$482K 0.12%
6,496
+414
+7% +$31.5K
IWB icon
72
iShares Russell 1000 ETF
IWB
$49.7B
$479K 0.12%
1,981
+97
+5% +$24.1K
TILT icon
73
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.24B
$475K 0.11%
2,815
-18
-0.6% -$3.1K
BSCM
74
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$470K 0.11%
21,843
-8,739
-29% -$188K
DJUL icon
75
FT Vest US Equity Deep Buffer ETF July
DJUL
$450M
$462K 0.11%
+14,148
New +$465K
1 2
3
4 5

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DCMIC
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IBT
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DT
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TFA
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3D/L Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
  • 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
  • 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
  • 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
  • 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.

Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.