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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$23.8M
Cap. Flow
+$7.22M
Cap. Flow %
1.73%
Top 10 Hldgs %
62.12%
Holding
127
New
13
Increased
77
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
DFUS
Dimensional US Equity ETF
DFUS
+$6.55M
2
DFAS icon
Dimensional US Small Cap ETF
DFAS
+$3.19M
3
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$3.15M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.87M
5
KEMX icon
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
+$1.41M

Top Sells

Rank Stock Value
1
EZM icon
WisdomTree US MidCap Fund
EZM
+$2.23M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.67M
3
EES icon
WisdomTree US SmallCap Earnings Fund
EES
+$1.65M
4
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$1.44M
5
HYGV icon
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
+$1.41M

Sector Composition

Rank Sector Weight
1 Healthcare 0.25%
2 Industrials 0.14%
3 Financials 0.1%
4 Materials 0.08%
5 Technology 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAXF icon
26
American Century Diversified Municipal Bond ETF
TAXF
$683M
$2.13M 0.51%
38,378
+1,619
+4% +$89.4K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.87M 0.45%
36,333
+5,577
+18% +$288K
VUG icon
28
Vanguard Morningstar Growth ETF
VUG
$220B
$1.87M 0.45%
39,066
+5,916
+18% +$269K
XLK icon
29
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.69M 0.4%
22,860
+1,188
+5% +$83.2K
IVV icon
30
iShares Core S&P 500 ETF
IVV
$878B
$1.57M 0.38%
3,660
+202
+6% +$84.6K
VOT icon
31
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$1.42M 0.34%
6,004
+549
+10% +$123K
BNDC icon
32
FlexShares Core Select Bond Fund
BNDC
$167M
$1.36M 0.32%
51,517
+84
+0.2% +$2.2K
QLC icon
33
FlexShares US Quality Large Cap Index Fund
QLC
$1B
$1.11M 0.27%
23,418
+138
+0.6% +$6.35K
BNDX icon
34
Vanguard Total International Bond ETF
BNDX
$81.9B
$1.02M 0.24%
17,859
+2,094
+13% +$119K
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$1.01M 0.24%
7,990
+403
+5% +$49.4K
NULG icon
36
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$989K 0.24%
15,329
+1,541
+11% +$94.2K
TLTD icon
37
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$668M
$954K 0.23%
13,064
+593
+5% +$43.5K
FAPR icon
38
FT Vest US Equity Buffer ETF April
FAPR
$1.27B
$950K 0.23%
+30,858
New +$934K
BSV icon
39
Vanguard Short-Term Bond ETF
BSV
$44.7B
$948K 0.23%
11,543
+1,525
+15% +$125K
XLF icon
40
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$931K 0.22%
25,370
+1,195
+5% +$43.7K
XLC icon
41
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$927K 0.22%
11,445
+590
+5% +$45.9K
XLY icon
42
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$903K 0.22%
10,118
+538
+6% +$46.9K
ESGU icon
43
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$884K 0.21%
8,980
+1,403
+19% +$134K
KRMA
44
DELISTED
Global X Conscious Companies ETF
KRMA
$857K 0.2%
27,392
+2,702
+11% +$82.7K
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.1B
$828K 0.2%
7,068
-790
-10% -$92.3K
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$797K 0.19%
7,787
+387
+5% +$39.7K
BOTZ icon
47
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
$788K 0.19%
22,550
+1,509
+7% +$51.8K
QQQ icon
48
Invesco QQQ Trust
QQQ
$453B
$776K 0.19%
2,188
+42
+2% +$14.1K
GWX icon
49
State Street SPDR S&P International Small Cap ETF
GWX
$856M
$712K 0.17%
18,418
+1,963
+12% +$76.3K
BSCN
50
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$704K 0.17%
32,396
+2,036
+7% +$44.3K
1
2
3 4 5

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3D/L Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, 3D/L Capital Management held 127 positions worth $419M, up 6% from $395M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q2 2021 filing shows 13 new, 77 increased, 31 reduced and 2 closed positions. Its largest new stake was Dimensional US Equity ETF: 140,437 shares worth $6.62M. The largest sale was WisdomTree US MidCap Fund, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 0.25% of assets, down from 0.31% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q2 2021 buy was Dimensional US Equity ETF: 140,437 shares worth $6.62M.
  • 3D/L Capital Management added most to PIMCO Active Bond Exchange-Traded Fund in Q2 2021, an estimated $1.87M increase.
  • 3D/L Capital Management's biggest Q2 2021 reduction was WisdomTree US MidCap Fund, cutting an estimated $2.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF January in Q2 2021, selling an estimated $726K.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $419M portfolio in Q2 2021.
  • 3D/L Capital Management opened 13 new positions and closed 2 in Q2 2021.
  • 3D/L Capital Management's portfolio value rose 6% quarter-over-quarter to $419M.

Based on 3D/L Capital Management's 13F filing for Q2 2021, filed 13 Aug 2021.