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First Trust Materials AlphaDEX Fund
FXZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 11.5 M -USD 404 k -14,668 -4%
Goldman Sachs
2
Goldman Sachs
New York
USD 8.3 M +USD 5.87 M +213,291 +381%
Wells Fargo
3
Wells Fargo
California
USD 5.62 M -USD 2.24 M -81,353 -31%
Bank of America
4
Bank of America
North Carolina
USD 3.93 M -USD 5.97 M -216,883 -63%
Raymond James Financial Services Advisors
5
Raymond James Financial Services Advisors
Florida
USD 2.11 M +USD 1.88 M +68,318 Nuevas
UBS Group
6
UBS Group
Switzerland
USD 1.86 M -USD 1.36 M -49,336 -45%
Risk Paradigm Group
7
Risk Paradigm Group
Texas
USD 1.53 M +USD 1.37 M +49,765 Nuevas
LPL Financial
8
LPL Financial
California
USD 1.46 M -USD 73.2 k -2,660 -5%
SignalPoint Asset Management
9
SignalPoint Asset Management
Missouri
USD 1.31 M -USD 2.08 M -75,744 -64%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 1.3 M +USD 410 k +14,899 +55%
HL Financial Services
11
HL Financial Services
Kentucky
USD 1.28 M +USD 1.15 M +41,673 Nuevas
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
USD 983 k -USD 387 k -14,049 -31%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 710 k -USD 233 k -8,463 -27%
Barometer Capital Management
14
Barometer Capital Management
Ontario, Canada
USD 549 k +USD 490 k +17,800 Nuevas
Citadel Advisors
15
Citadel Advisors
Florida
USD 544 k -USD 2.13 M -77,480 -81%
National Planning Corporation
16
National Planning Corporation
California
USD 400 k +USD 345 k +12,526 Nuevas
Atria Investments
17
Atria Investments
North Carolina
USD 390 k +USD 348 k +12,659 Nuevas
Creative Planning
18
Creative Planning
Kansas
USD 377 k +USD 337 k +12,232 Nuevas
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
USD 338 k -USD 986 k -35,819 -77%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
USD 332 k -USD 166 k -6,031 -36%
Stifel Financial
21
Stifel Financial
Missouri
USD 247 k -USD 236 k -8,560 -52%
Stratos Wealth Partners
22
Stratos Wealth Partners
Ohio
USD 243 k +USD 217 k +7,872 Nuevas
Regal Investment Advisors
23
Regal Investment Advisors
Michigan
USD 237 k -USD 194 k -7,049 -48%
IFP Advisors
24
IFP Advisors
Florida
USD 219 k +USD 82.6 k +3,000 +109%
Jane Street
25
Jane Street
New York
USD 211 k -USD 205 k -7,439 -52%
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