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First Trust Materials AlphaDEX Fund
FXZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
USD 22.9 M -USD 1.31 M -24,283 -6%
Cornerstone Planning Group
2
Cornerstone Planning Group
New Jersey
USD 11.2 M +USD 1.18 M +21,884 +13%
LPL Financial
3
LPL Financial
California
USD 11.1 M -USD 249 k -4,621 -2%
Morgan Stanley
4
Morgan Stanley
New York
USD 9.8 M -USD 449 k -8,317 -5%
Ameriprise
5
Ameriprise
Minnesota
USD 6.19 M -USD 133 k -2,473 -2%
Bank of America
6
Bank of America
North Carolina
USD 6.07 M -USD 165 k -3,064 -3%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
USD 5.26 M +USD 122 k +2,255 +3%
Goldman Sachs
8
Goldman Sachs
New York
USD 5.08 M -USD 341 k -6,312 -7%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
USD 4.17 M +USD 299 k +5,533 +9%
UBS Group
10
UBS Group
Switzerland
USD 3.37 M -USD 762 k -14,118 -19%
Raymond James Financial
11
Raymond James Financial
Florida
USD 3.32 M -USD 507 k -9,394 -14%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 3.28 M -USD 579 k -10,738 -16%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 3.13 M +USD 211 k +3,902 +8%
Stifel Financial
14
Stifel Financial
Missouri
USD 2.94 M -USD 1.21 M -22,492 -30%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
USD 2.37 M -USD 396 k -7,341 -15%
Truist Financial
16
Truist Financial
North Carolina
USD 2.13 M +USD 147 k +2,724 +8%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
USD 1.73 M +USD 1.13 M +20,901 +220%
PGIM Custom Harvest
18
PGIM Custom Harvest
New Jersey
USD 1.61 M +USD 1.3 M +24,017 +569%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
USD 1.5 M -USD 230 k -4,265 -14%
Harbour Investments
20
Harbour Investments
Wisconsin
USD 1.36 M +USD 57.8 k +1,071 +5%
Osaic Holdings
21
Osaic Holdings
Arizona
USD 1.34 M -USD 167 k -3,094 -12%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 1.27 M -USD 2.36 M -43,727 -66%
HBW Advisory Services
23
HBW Advisory Services
California
USD 1.17 M +USD 243 k +4,499 +28%
Purus Wealth Management
24
Purus Wealth Management
California
USD 921 k -USD 38.2 k -708 -4%
GTS Securities
25
GTS Securities
Florida
USD 821 k -USD 1.13 M -20,938 -59%
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