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First Trust Materials AlphaDEX Fund
FXZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 44.5 M +USD 2.72 M +65,090 +7%
Wells Fargo
2
Wells Fargo
California
USD 44.1 M +USD 15.5 M +369,304 +58%
Bank of America
3
Bank of America
North Carolina
USD 17.8 M +USD 7.91 M +188,927 +87%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 10.8 M +USD 4.67 M +111,626 +83%
LPL Financial
5
LPL Financial
California
USD 8.57 M -USD 611 k -14,609 -7%
Navellier & Associates
6
Navellier & Associates
Nevada
USD 7.9 M +USD 7.54 M +180,170 Nuevas
Cetera Advisor Networks
7
Cetera Advisor Networks
California
USD 6.32 M +USD 6.03 M +144,036 Nuevas
Pinnacle Family Advisors
8
Pinnacle Family Advisors
Missouri
USD 6.16 M +USD 4.37 M +104,445 +289%
UBS Group
9
UBS Group
Switzerland
USD 6.02 M +USD 905 k +21,612 +19%
SAM
10
Shamrock Asset Management
Texas
USD 5.78 M +USD 8.2 k +196 +0.1%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 5.44 M +USD 1.1 M +26,336 +27%
HighTower Advisors
12
HighTower Advisors
Illinois
USD 4.88 M -USD 6.07 k -145 -0.1%
KCM
13
Karp Capital Management
California
USD 4.63 M +USD 1.54 M +36,899 +54%
Beaumont Financial Advisors
14
Beaumont Financial Advisors
Massachusetts
USD 2.14 M -USD 378 k -9,021 -16%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 2.13 M -USD 10 k -240 -0.5%
Astor Investment Management
16
Astor Investment Management
Illinois
USD 2.05 M -USD 106 k -2,531 -5%
United Capital Financial Advisors
17
United Capital Financial Advisors
Texas
USD 1.94 M -USD 131 k -3,134 -7%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 1.86 M +USD 1.38 M +32,874 +345%
Benjamin F. Edwards & Company
19
Benjamin F. Edwards & Company
Missouri
USD 1.85 M +USD 1.38 M +32,965 +358%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 1.71 M +USD 1.32 M +31,420 +414%
Oppenheimer & Co
21
Oppenheimer & Co
New York
USD 1.67 M +USD 394 k +9,425 +33%
Suntrust Banks
22
Suntrust Banks
Georgia
USD 1.6 M +USD 70.8 k +1,691 +5%
Stifel Financial
23
Stifel Financial
Missouri
USD 1.6 M +USD 78.1 k +1,867 +5%
Mariner Independent Advisor Network
24
Mariner Independent Advisor Network
Kansas
USD 1.49 M -USD 769 k -18,363 -35%
LexAurum Advisors
25
LexAurum Advisors
Kansas
USD 1.27 M +USD 1.15 M +27,545 Nuevas
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