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First Trust Materials AlphaDEX Fund
FXZ

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 38.4 M +USD 1.29 M +33,157 +4%
Wells Fargo
2
Wells Fargo
California
USD 25.7 M -USD 1.98 M -50,908 -7%
Bank of America
3
Bank of America
North Carolina
USD 8.75 M -USD 172 k -4,432 -2%
LPL Financial
4
LPL Financial
California
USD 8.48 M +USD 3.17 M +81,676 +64%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 5.41 M +USD 196 k +5,031 +4%
SAM
6
Shamrock Asset Management
Texas
USD 5.31 M -USD 383 k -9,846 -7%
UBS Group
7
UBS Group
Switzerland
USD 4.66 M -USD 1.51 M -38,891 -25%
HighTower Advisors
8
HighTower Advisors
Illinois
USD 4.51 M +USD 193 k +4,974 +5%
Raymond James & Associates
9
Raymond James & Associates
Florida
USD 3.94 M +USD 378 k +9,721 +11%
KCM
10
Karp Capital Management
California
USD 2.78 M -USD 132 k -3,398 -5%
Beaumont Financial Advisors
11
Beaumont Financial Advisors
Massachusetts
USD 2.34 M -USD 303 k -7,807 -12%
Mariner Independent Advisor Network
12
Mariner Independent Advisor Network
Kansas
USD 2.11 M +USD 2.04 M +52,390 Nuevas
Astor Investment Management
13
Astor Investment Management
Illinois
USD 1.98 M -USD 79 k -2,033 -4%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
USD 1.97 M -USD 956 k -24,609 -33%
Cetera Advisors
15
Cetera Advisors
Colorado
USD 1.92 M -USD 56.8 k -1,462 -3%
United Capital Financial Advisors
16
United Capital Financial Advisors
Texas
USD 1.91 M -USD 177 k -4,564 -9%
Pinnacle Family Advisors
17
Pinnacle Family Advisors
Missouri
USD 1.46 M -USD 5.32 M -136,975 -79%
Suntrust Banks
18
Suntrust Banks
Georgia
USD 1.4 M -USD 36.4 k -937 -3%
Stifel Financial
19
Stifel Financial
Missouri
USD 1.39 M -USD 80.4 k -2,068 -6%
Citadel Advisors
20
Citadel Advisors
Florida
USD 1.28 M +USD 795 k +20,445 +183%
Virtu Financial
21
Virtu Financial
New York
USD 1.27 M -USD 164 k -4,221 -12%
Oppenheimer & Co
22
Oppenheimer & Co
New York
USD 1.16 M +USD 45.5 k +1,170 +4%
Baird Financial Group
23
Baird Financial Group
Wisconsin
USD 973 k -USD 40.7 k -1,047 -4%
Global Financial Private Capital
24
Global Financial Private Capital
Florida
USD 608 k -USD 6.92 k -178 -1%
Atria Investments
25
Atria Investments
North Carolina
USD 601 k -USD 39.8 k -1,024 -6%
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