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Fidus Investment
FDUS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Muzinich & Co
1
Muzinich & Co
New York
USD 17.1 M +USD 3.9 M +226,099 +29%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 16.4 M +USD 951 k +55,179 +6%
UBS Group
3
UBS Group
Switzerland
USD 10 M +USD 615 k +35,659 +6%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 8 M +USD 858 k +49,744 +12%
Advisors Asset Management
5
Advisors Asset Management
Colorado
USD 7.3 M +USD 896 k +51,969 +14%
Novare Capital Management
6
Novare Capital Management
North Carolina
USD 5.56 M +USD 5.7 M +330,819 Nuevas
Ares Management
7
Ares Management
California
USD 5.41 M -USD 771 k -44,721 -12%
WFI
8
West Family Investments
California
USD 4.86 M +USD 16.9 k +981 +0.3%
Advisory Research
9
Advisory Research
Illinois
USD 4.57 M +USD 324 k +18,779 +7%
Sumitomo Mitsui DS Asset Management
10
Sumitomo Mitsui DS Asset Management
Japan
USD 4.38 M +USD 323 k +18,733 +8%
StepStone Group
11
StepStone Group
California
USD 4.37 M – – –
Yorktown Management & Research Company
12
Yorktown Management & Research Company
Virginia
USD 4.04 M -USD 2.76 M -160,000 -40%
Opus Capital Group
13
Opus Capital Group
Ohio
USD 3.76 M +USD 3.63 M +210,483 +1,575%
VanEck Associates
14
VanEck Associates
New York
USD 3.08 M +USD 376 k +21,808 +14%
BB&T Securities
15
BB&T Securities
Virginia
USD 2.99 M +USD 1.31 M +75,738 +74%
Buckhead Capital Management
16
Buckhead Capital Management
Georgia
USD 2.69 M -USD 86.2 k -5,000 -3%
BlackRock
17
BlackRock
New York
USD 2.53 M -USD 521 k -30,208 -17%
Two Sigma Advisers
18
Two Sigma Advisers
New York
USD 2.04 M +USD 129 k +7,500 +7%
Ohio Public Employees Retirement System (OPERS)
19
Ohio Public Employees Retirement System (OPERS)
Ohio
USD 1.8 M +USD 1.85 M +107,000 Nuevas
MCM
20
McKinley Capital Management
Alaska
USD 1.42 M -USD 18.1 k -1,052 -1%
Morgan Stanley
21
Morgan Stanley
New York
USD 1.41 M +USD 73.7 k +4,274 +5%
Guggenheim Capital
22
Guggenheim Capital
Illinois
USD 1.32 M -USD 40.9 k -2,370 -3%
Two Sigma Investments
23
Two Sigma Investments
New York
USD 1.09 M -USD 635 k -36,844 -36%
Ativo Capital Management
24
Ativo Capital Management
Illinois
USD 993 k +USD 173 k +10,007 +20%
Nuveen Fund Advisors
25
Nuveen Fund Advisors
Illinois
USD 859 k -USD 80.8 k -4,685 -8%
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