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Fidus Investment
FDUS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 16.1 M +USD 622 k +37,455 +4%
Muzinich & Co
2
Muzinich & Co
New York
USD 13.8 M +USD 7.54 M +454,028 +136%
UBS Group
3
UBS Group
Switzerland
USD 9.8 M +USD 1.61 M +96,885 +21%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 7.49 M +USD 1.33 M +79,985 +23%
Yorktown Management & Research Company
5
Yorktown Management & Research Company
Virginia
USD 7.03 M – – –
Advisors Asset Management
6
Advisors Asset Management
Colorado
USD 6.72 M -USD 2.46 M -148,272 -28%
Ares Management
7
Ares Management
California
USD 6.44 M -USD 918 k -55,289 -13%
WFI
8
West Family Investments
California
USD 5.27 M – – –
StepStone Group
9
StepStone Group
California
USD 4.57 M – – –
Advisory Research
10
Advisory Research
Illinois
USD 4.45 M +USD 1.77 M +106,851 +73%
Sumitomo Mitsui DS Asset Management
11
Sumitomo Mitsui DS Asset Management
Japan
USD 4.24 M +USD 1.73 M +104,478 +76%
BlackRock
12
BlackRock
New York
USD 3.17 M +USD 3 M +180,663 Nuevas
Buckhead Capital Management
13
Buckhead Capital Management
Georgia
USD 2.9 M -USD 32.6 k -1,965 -1%
VanEck Associates
14
VanEck Associates
New York
USD 2.84 M +USD 2.68 M +161,347 Nuevas
Two Sigma Advisers
15
Two Sigma Advisers
New York
USD 2 M -USD 147 k -8,848 -7%
BB&T Securities
16
BB&T Securities
Virginia
USD 1.79 M +USD 801 k +48,256 +90%
Two Sigma Investments
17
Two Sigma Investments
New York
USD 1.78 M -USD 400 k -24,119 -19%
MCM
18
McKinley Capital Management
Alaska
USD 1.5 M +USD 915 k +55,101 +183%
Guggenheim Capital
19
Guggenheim Capital
Illinois
USD 1.42 M -USD 39 k -2,350 -3%
Morgan Stanley
20
Morgan Stanley
New York
USD 1.4 M +USD 90.9 k +5,478 +7%
Nuveen Fund Advisors
21
Nuveen Fund Advisors
Illinois
USD 995 k +USD 52.3 k +3,152 +6%
Ativo Capital Management
22
Ativo Capital Management
Illinois
USD 861 k +USD 813 k +49,009 Nuevas
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
USD 649 k +USD 416 k +25,070 +211%
Mackenzie Financial
24
Mackenzie Financial
Ontario, Canada
USD 551 k +USD 224 k +13,465 +75%
OIA
25
Optimum Investment Advisors
Illinois
USD 542 k +USD 188 k +11,339 +58%
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