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Fidus Investment
FDUS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 13.9 M +USD 1.39 M +87,715 +11%
Advisors Asset Management
2
Advisors Asset Management
Colorado
USD 8.35 M +USD 763 k +48,037 +10%
UBS Group
3
UBS Group
Switzerland
USD 7.28 M +USD 1.64 M +103,030 +29%
Ares Management
4
Ares Management
California
USD 6.63 M +USD 1.81 M +113,622 +37%
Yorktown Management & Research Company
5
Yorktown Management & Research Company
Virginia
USD 6.29 M +USD 715 k +45,000 +13%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 5.44 M +USD 829 k +52,176 +18%
Muzinich & Co
7
Muzinich & Co
New York
USD 5.24 M +USD 2.58 M +162,536 +95%
WFI
8
West Family Investments
California
USD 4.72 M +USD 1.11 M +70,000 +30%
StepStone Group
9
StepStone Group
California
USD 4.09 M – – –
Buckhead Capital Management
10
Buckhead Capital Management
Georgia
USD 2.62 M -USD 65.2 k -4,100 -2%
Advisory Research
11
Advisory Research
Illinois
USD 2.3 M +USD 1.36 M +85,757 +142%
Sumitomo Mitsui DS Asset Management
12
Sumitomo Mitsui DS Asset Management
Japan
USD 2.16 M +USD 1.29 M +81,200 +145%
BlackRock Group
13
BlackRock Group
United Kingdom
USD 2.07 M +USD 593 k +37,288 +40%
Two Sigma Investments
14
Two Sigma Investments
New York
USD 1.97 M +USD 840 k +52,876 +73%
Two Sigma Advisers
15
Two Sigma Advisers
New York
USD 1.93 M +USD 624 k +39,275 +47%
Guggenheim Capital
16
Guggenheim Capital
Illinois
USD 1.31 M +USD 23.7 k +1,489 +2%
Morgan Stanley
17
Morgan Stanley
New York
USD 1.17 M -USD 97.3 k -6,120 -8%
BB&T Securities
18
BB&T Securities
Virginia
USD 848 k – – –
Nuveen Fund Advisors
19
Nuveen Fund Advisors
Illinois
USD 829 k +USD 42.5 k +2,675 +5%
Millennium Management
20
Millennium Management
New York
USD 654 k +USD 34.1 k +2,144 +5%
MCM
21
McKinley Capital Management
Alaska
USD 473 k +USD 35.5 k +2,233 +8%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
USD 439 k +USD 177 k +11,120 +66%
Raymond James Trust
23
Raymond James Trust
Florida
USD 406 k -USD 104 k -6,549 -20%
Oppenheimer & Co
24
Oppenheimer & Co
New York
USD 398 k -USD 3.18 k -200 -0.8%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 355 k +USD 240 k +15,097 +201%
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