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Fidus Investment
FDUS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 11.2 M -USD 733 k -39,749 -6%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 9.7 M +USD 1.26 M +68,322 +13%
Yorktown Management & Research Company
3
Yorktown Management & Research Company
Virginia
USD 8.49 M +USD 1.51 M +81,922 +19%
StepStone Group
4
StepStone Group
California
USD 4.29 M – – –
UBS
5
UBS
Switzerland
USD 3.8 M -USD 992 k -53,808 -19%
Buckhead Capital Management
6
Buckhead Capital Management
Georgia
USD 2.6 M -USD 45.7 k -2,480 -2%
Regions Financial Corp
7
Regions Financial Corp
Alabama
USD 2.08 M – – –
Guggenheim Capital
8
Guggenheim Capital
Illinois
USD 1.61 M -USD 246 k -13,327 -12%
BlackRock Group
9
BlackRock Group
United Kingdom
USD 1.13 M -USD 196 k -10,639 -13%
VFS
10
VSR Financial Services
Kansas
USD 1.04 M -USD 36.9 k -2,000 -3%
State Street
11
State Street
Massachusetts
USD 996 k -USD 18.4 k -1,000 -2%
Millennium Management
12
Millennium Management
New York
USD 921 k +USD 738 k +40,026 +254%
Two Sigma Investments
13
Two Sigma Investments
New York
USD 798 k +USD 305 k +16,526 +52%
BB&T Securities
14
BB&T Securities
Virginia
USD 617 k +USD 52.2 k +2,830 +8%
Deere & Company
15
Deere & Company
Illinois
USD 444 k +USD 496 k +26,915 Nuevas
Two Sigma Advisers
16
Two Sigma Advisers
New York
USD 441 k +USD 77.4 k +4,200 +19%
Baird
17
Baird
Wisconsin
USD 412 k +USD 37 k +2,005 +9%
Municipal Employees' Retirement System of Michigan
18
Municipal Employees' Retirement System of Michigan
Michigan
USD 287 k – – –
Goldman Sachs
19
Goldman Sachs
New York
USD 271 k +USD 34.8 k +1,885 +13%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
USD 253 k +USD 282 k +15,301 Nuevas
Oppenheimer & Co
21
Oppenheimer & Co
New York
USD 238 k -USD 118 k -6,420 -31%
Raymond James Trust
22
Raymond James Trust
Florida
USD 235 k +USD 18.4 k +1,000 +8%
Kingfisher Capital
23
Kingfisher Capital
North Carolina
USD 215 k -USD 27.7 k -1,500 -10%
Bragg Financial Advisors
24
Bragg Financial Advisors
North Carolina
USD 215 k – – –
Brown Brothers Harriman & Co
25
Brown Brothers Harriman & Co
New York
USD 186 k – – –
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