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Fidus Investment
FDUS

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Raymond James & Associates
1
Raymond James & Associates
Florida
USD 9.45 M +USD 818 k +50,971 +9%
Advisors Asset Management
2
Advisors Asset Management
Colorado
USD 7.82 M -USD 2.44 M -151,918 -22%
Yorktown Management & Research Company
3
Yorktown Management & Research Company
Virginia
USD 7.64 M – – –
UBS Group
4
UBS Group
Switzerland
USD 4.31 M +USD 4.66 M +290,040 Nuevas
StepStone Group
5
StepStone Group
California
USD 3.86 M – – –
Buckhead Capital Management
6
Buckhead Capital Management
Georgia
USD 2.34 M – – –
Guggenheim Capital
7
Guggenheim Capital
Illinois
USD 1.7 M +USD 269 k +16,724 +17%
BB&T Securities
8
BB&T Securities
Virginia
USD 1.55 M +USD 1.08 M +67,008 +179%
Two Sigma Investments
9
Two Sigma Investments
New York
USD 1.54 M +USD 886 k +55,173 +114%
Two Sigma Advisers
10
Two Sigma Advisers
New York
USD 1.36 M +USD 1.05 M +65,200 +244%
Muzinich & Co
11
Muzinich & Co
New York
USD 965 k +USD 1.04 M +65,013 Nuevas
State Street
12
State Street
Massachusetts
USD 916 k +USD 20.9 k +1,300 +2%
BlackRock Group
13
BlackRock Group
United Kingdom
USD 913 k -USD 115 k -7,149 -10%
VFS
14
VSR Financial Services
Kansas
USD 900 k -USD 36.9 k -2,300 -4%
Millennium Management
15
Millennium Management
New York
USD 829 k +USD 209 +13 +0%
Morgan Stanley
16
Morgan Stanley
New York
USD 563 k +USD 443 k +27,570 +266%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
USD 518 k +USD 314 k +19,584 +128%
Baird
18
Baird
Wisconsin
USD 482 k +USD 122 k +7,568 +30%
Raymond James Trust
19
Raymond James Trust
Florida
USD 255 k +USD 48.2 k +3,000 +21%
Oppenheimer & Co
20
Oppenheimer & Co
New York
USD 210 k -USD 4.02 k -250 -2%
Kingfisher Capital
21
Kingfisher Capital
North Carolina
USD 201 k +USD 8.77 k +546 +4%
WFI
22
West Family Investments
California
USD 198 k +USD 214 k +13,328 Nuevas
Bragg Financial Advisors
23
Bragg Financial Advisors
North Carolina
USD 193 k – – –
CIBC World Market
24
CIBC World Market
Ontario, Canada
USD 187 k +USD 202 k +12,600 Nuevas
Dialectic Capital Management
25
Dialectic Capital Management
Connecticut
USD 169 k +USD 183 k +11,381 Nuevas
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