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AllianzIM U.S. Equity Buffer10 Dec ETF
DECT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Osaic Holdings
1
Osaic Holdings
Arizona
USD 2.21 M -USD 247 k -7,875 -10%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
USD 2.08 M -USD 351 k -11,196 -15%
Strategic Blueprint
3
Strategic Blueprint
Georgia
USD 1.46 M -USD 1.28 M -40,922 -47%
Allianz Investment Management US
4
Allianz Investment Management US
Minnesota
USD 1.19 M – – –
Advisory Services Network
5
Advisory Services Network
Georgia
USD 1.18 M – – –
Jane Street
6
Jane Street
New York
USD 530 k +USD 521 k +16,619 Nuevas
LPL Financial
7
LPL Financial
California
USD 445 k +USD 438 k +13,974 Nuevas
Kestra Advisory Services
8
Kestra Advisory Services
Texas
USD 372 k -USD 82.5 k -2,635 -18%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
USD 281 k +USD 277 k +8,827 Nuevas
Moors & Cabot
10
Moors & Cabot
Massachusetts
USD 250 k -USD 15.7 k -500 -6%
AE Wealth Management
11
AE Wealth Management
Kansas
USD 246 k -USD 81 k -2,586 -25%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 204 k -USD 4.86 k -155 -2%
Harbour Investments
13
Harbour Investments
Wisconsin
USD 79.2 k -USD 19.5 k -622 -20%
Advisornet Financial
14
Advisornet Financial
Minnesota
USD 40.1 k – – –
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
USD 35.1 k – – –
NBC Securities
16
NBC Securities
Alabama
USD 15 k – – –
Avior Wealth Management
17
Avior Wealth Management
Nebraska
USD 10.7 k – – –
UBS Group
18
UBS Group
Switzerland
USD 5.35 k +USD 5.26 k +168 Nuevas
Creative Financial Designs
19
Creative Financial Designs
Indiana
USD 4.94 k +USD 4.86 k +155 Nuevas
Oliver Lagore Vanvalin Investment Group
20
Oliver Lagore Vanvalin Investment Group
Michigan
USD 223 – – –
Citadel Advisors
21
Citadel Advisors
Florida
– -USD 620 k -19,974 Cerradas
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– -USD 578 k -18,630 Cerradas
Independent Financial Group
23
Independent Financial Group
California
– -USD 213 k -6,850 Cerradas
Financial Network Wealth Advisors
24
Financial Network Wealth Advisors
Utah
– -USD 5.43 k -175 Cerradas
Great Lakes Retirement
25
Great Lakes Retirement
Ohio
– -USD 2.96 k -95 Cerradas
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