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AllianzIM U.S. Equity Buffer10 Dec ETF
DECT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Strategic Blueprint
1
Strategic Blueprint
Georgia
USD 2.69 M – – –
Osaic Holdings
2
Osaic Holdings
Arizona
USD 2.4 M -USD 200 k -6,600 -8%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
USD 2.38 M +USD 11.8 k +390 +0.5%
Advisory Services Network
4
Advisory Services Network
Georgia
USD 1.18 M – – –
Allianz Investment Management US
5
Allianz Investment Management US
Minnesota
USD 1.16 M -USD 60.6 k -2,000 -5%
Citadel Advisors
6
Citadel Advisors
Florida
USD 620 k +USD 155 k +5,098 +34%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
USD 578 k -USD 493 k -16,277 -47%
Kestra Advisory Services
8
Kestra Advisory Services
Texas
USD 444 k +USD 44.8 k +1,479 +12%
AE Wealth Management
9
AE Wealth Management
Kansas
USD 320 k -USD 24.1 M -795,882 -99%
Moors & Cabot
10
Moors & Cabot
Massachusetts
USD 260 k -USD 6.06 k -200 -2%
Independent Financial Group
11
Independent Financial Group
California
USD 213 k -USD 106 k -3,500 -34%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 203 k +USD 198 k +6,543 Nuevas
Harbour Investments
13
Harbour Investments
Wisconsin
USD 96.5 k -USD 41.8 k -1,380 -31%
Advisornet Financial
14
Advisornet Financial
Minnesota
USD 39.1 k +USD 3.03 k +100 +9%
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
USD 34.2 k – – –
NBC Securities
16
NBC Securities
Alabama
USD 15 k – – –
Avior Wealth Management
17
Avior Wealth Management
Nebraska
USD 10.4 k +USD 10.2 k +335 Nuevas
Financial Network Wealth Advisors
18
Financial Network Wealth Advisors
Utah
USD 5.43 k +USD 5.3 k +175 Nuevas
Great Lakes Retirement
19
Great Lakes Retirement
Ohio
USD 2.96 k +USD 2.88 k +95 Nuevas
Allworth Financial
20
Allworth Financial
California
USD 2.65 k – – –
Oliver Lagore Vanvalin Investment Group
21
Oliver Lagore Vanvalin Investment Group
Michigan
USD 217 – – –
FWG Investments
22
FWG Investments
Kentucky
– -USD 607 k -20,153 Cerradas
Atria Wealth Solutions
23
Atria Wealth Solutions
New York
– -USD 379 k -12,569 Cerradas
Envestnet Portfolio Solutions
24
Envestnet Portfolio Solutions
Illinois
– -USD 214 k -7,116 Cerradas
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
– -USD 27 k -900 Cerradas
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