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AllianzIM U.S. Equity Buffer10 Dec ETF
DECT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AE Wealth Management
1
AE Wealth Management
Kansas
USD 24.3 M -USD 1.89 M -64,592 -7%
Strategic Blueprint
2
Strategic Blueprint
Georgia
USD 2.61 M -USD 44.8 k -1,527 -2%
Osaic Holdings
3
Osaic Holdings
Arizona
USD 2.53 M -USD 2.39 M -81,425 -49%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
USD 2.3 M -USD 208 k -7,104 -9%
Allianz Investment Management US
5
Allianz Investment Management US
Minnesota
USD 1.19 M -USD 513 k -17,500 -31%
Advisory Services Network
6
Advisory Services Network
Georgia
USD 1.15 M -USD 12.2 k -415 -1%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
USD 1.05 M -USD 650 k -22,161 -39%
FWG Investments
8
FWG Investments
Kentucky
USD 607 k +USD 90 k +3,072 +18%
Citadel Advisors
9
Citadel Advisors
Florida
USD 448 k +USD 436 k +14,876 Nuevas
Kestra Advisory Services
10
Kestra Advisory Services
Texas
USD 386 k +USD 69 k +2,355 +23%
Atria Wealth Solutions
11
Atria Wealth Solutions
New York
USD 379 k -USD 1.76 k -60 -0.5%
Independent Financial Group
12
Independent Financial Group
California
USD 312 k – – –
Moors & Cabot
13
Moors & Cabot
Massachusetts
USD 258 k +USD 45.7 k +1,560 +22%
Envestnet Portfolio Solutions
14
Envestnet Portfolio Solutions
Illinois
USD 214 k -USD 28.1 k -959 -12%
Harbour Investments
15
Harbour Investments
Wisconsin
USD 135 k – – –
Advisornet Financial
16
Advisornet Financial
Minnesota
USD 34.9 k +USD 147 +5 +0.4%
Blue Bell Private Wealth Management
17
Blue Bell Private Wealth Management
Pennsylvania
USD 33.1 k +USD 32.2 k +1,100 Nuevas
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
USD 27 k -USD 176 -6 -0.7%
NBC Securities
19
NBC Securities
Alabama
USD 15 k – – –
UBS Group
20
UBS Group
Switzerland
USD 3.26 k +USD 3.16 k +108 Nuevas
Allworth Financial
21
Allworth Financial
California
USD 2.56 k +USD 2.49 k +85 Nuevas
Sound Income Strategies
22
Sound Income Strategies
Florida
USD 1.96 k +USD 1.9 k +65 Nuevas
Oliver Lagore Vanvalin Investment Group
23
Oliver Lagore Vanvalin Investment Group
Michigan
USD 211 – – –
WealthPlan Investment Management
24
WealthPlan Investment Management
Nebraska
– -USD 1.61 M -56,305 Cerradas
WealthPLAN Partners
25
WealthPLAN Partners
Nebraska
– -USD 1.5 M -52,295 Cerradas
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