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AllianzIM U.S. Equity Buffer10 Dec ETF
DECT

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
AE Wealth Management
1
AE Wealth Management
Kansas
USD 55 M -USD 388 k -11,305 -0.7%
WealthPlan Investment Management
2
WealthPlan Investment Management
Nebraska
USD 11.5 M +USD 9.9 M +288,034 +766%
Osaic Holdings
3
Osaic Holdings
Arizona
USD 4.09 M -USD 533 k -15,541 -12%
FSR Wealth Management
4
FSR Wealth Management
Illinois
USD 3.91 M -USD 86.3 k -2,516 -2%
FWG Investments
5
FWG Investments
Kentucky
USD 3.56 M +USD 287 k +8,372 +9%
WealthPLAN Partners
6
WealthPLAN Partners
Nebraska
USD 2.83 M +USD 2.51 M +73,255 +1,125%
LPL Financial
7
LPL Financial
California
USD 2.8 M +USD 829 k +24,167 +44%
Raymond James Financial
8
Raymond James Financial
Florida
USD 2.63 M +USD 643 k +18,758 +34%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 2 M -USD 1.47 M -42,871 -43%
Strategic Blueprint
10
Strategic Blueprint
Georgia
USD 1.59 M – – –
FSA Advisors
11
FSA Advisors
Michigan
USD 1.06 M +USD 89 k +2,593 +9%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
USD 1.05 M +USD 98.1 k +2,859 +11%
Quest 10 Wealth Builders
13
Quest 10 Wealth Builders
Virginia
USD 1.02 M +USD 35.6 k +1,039 +4%
Csenge Advisory Group
14
Csenge Advisory Group
Florida
USD 844 k +USD 4.73 k +138 +0.6%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
USD 771 k +USD 746 k +21,737 Nuevas
Nvest Financial
16
Nvest Financial
New Hampshire
USD 672 k -USD 186 k -5,423 -22%
LifeWealth Investments
17
LifeWealth Investments
Florida
USD 570 k -USD 97 k -2,828 -15%
Old Mission Capital
18
Old Mission Capital
Illinois
USD 511 k -USD 417 k -12,152 -46%
JP Morgan Chase
19
JP Morgan Chase
New York
USD 435 k -USD 98.3 k -2,865 -19%
Golden Reserve Retirement
20
Golden Reserve Retirement
Ohio
USD 399 k +USD 386 k +11,250 Nuevas
Centaurus Financial
21
Centaurus Financial
California
USD 376 k – – –
Garden State Investment Advisory Services
22
Garden State Investment Advisory Services
New Jersey
USD 362 k – – –
Focus Financial Network
23
Focus Financial Network
Minnesota
USD 292 k – – –
Harbour Investments
24
Harbour Investments
Wisconsin
USD 250 k -USD 303 k -8,837 -56%
Kestra Advisory Services
25
Kestra Advisory Services
Texas
USD 248 k -USD 287 k -8,369 -55%
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