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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Strategic Blueprint
1
Strategic Blueprint
Georgia
$2.69M – – –
Osaic Holdings
2
Osaic Holdings
Arizona
$2.4M -$200K -6,600 -8%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.38M +$11.8K +390 +0.5%
Advisory Services Network
4
Advisory Services Network
Georgia
$1.18M – – –
Allianz Investment Management US
5
Allianz Investment Management US
Minnesota
$1.16M -$60.6K -2,000 -5%
Citadel Advisors
6
Citadel Advisors
Florida
$620K +$155K +5,098 +34%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$578K -$493K -16,277 -47%
Kestra Advisory Services
8
Kestra Advisory Services
Texas
$444K +$44.8K +1,479 +12%
AE Wealth Management
9
AE Wealth Management
Kansas
$320K -$24.1M -795,882 -99%
Moors & Cabot
10
Moors & Cabot
Massachusetts
$260K -$6.06K -200 -2%
Independent Financial Group
11
Independent Financial Group
California
$213K -$106K -3,500 -34%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$203K +$198K +6,543 New
Harbour Investments
13
Harbour Investments
Wisconsin
$96.5K -$41.8K -1,380 -31%
Advisornet Financial
14
Advisornet Financial
Minnesota
$39.1K +$3.03K +100 +9%
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
$34.2K – – –
NBC Securities
16
NBC Securities
Alabama
$15K – – –
Avior Wealth Management
17
Avior Wealth Management
Nebraska
$10.4K +$10.2K +335 New
Financial Network Wealth Advisors
18
Financial Network Wealth Advisors
Utah
$5.43K +$5.3K +175 New
Great Lakes Retirement
19
Great Lakes Retirement
Ohio
$2.96K +$2.88K +95 New
Allworth Financial
20
Allworth Financial
California
$2.65K – – –
Oliver Lagore Vanvalin Investment Group
21
Oliver Lagore Vanvalin Investment Group
Michigan
$217 – – –
FWG Investments
22
FWG Investments
Kentucky
– -$607K -20,153 Closed
Atria Wealth Solutions
23
Atria Wealth Solutions
New York
– -$379K -12,569 Closed
Envestnet Portfolio Solutions
24
Envestnet Portfolio Solutions
Illinois
– -$214K -7,116 Closed
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
– -$27K -900 Closed