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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$25.2M +$12M +441,507 +103%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.73M +$3.64M +134,174 +430%
SB
3
Strategic Blueprint
Georgia
$2.52M +$2.39M +88,125 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.38M +$1.63M +60,148 +259%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M +$791K +29,141 +104%
AIMU
6
Allianz Investment Management US
Minnesota
$1.63M -$3.32M -122,500 -68%
WIM
7
WealthPlan Investment Management
Nebraska
$1.61M +$1.53M +56,305 New
WP
8
WealthPLAN Partners
Nebraska
$1.5M +$1.42M +52,295 New
ASN
9
Advisory Services Network
Georgia
$1.1M +$1.04M +38,505 New
FI
10
FWG Investments
Kentucky
$489K +$464K +17,081 New
Jane Street
11
Jane Street
New York
$464K +$440K +16,220 New
AWS
12
Atria Wealth Solutions
New York
$362K -$49.7K -1,833 -13%
KAS
13
Kestra Advisory Services
Texas
$299K -$505K -18,616 -64%
IFG
14
Independent Financial Group
California
$296K +$281K +10,350 New
Envestnet Portfolio Solutions
15
Envestnet Portfolio Solutions
Illinois
$231K +$219K +8,075 New
MC
16
Moors & Cabot
Massachusetts
$200K +$190K +7,000 New
HI
17
Harbour Investments
Wisconsin
$128K +$122K +4,488 New
AF
18
Advisornet Financial
Minnesota
$33.1K
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$26K
NS
20
NBC Securities
Alabama
$14K +$13.6K +500 New
JP Morgan Chase
21
JP Morgan Chase
New York
$13.2K +$12.5K +460 New
OLVIG
22
Oliver Lagore Vanvalin Investment Group
Michigan
$200 -$2.23K -82 -92%
BOSSRA
23
B.O.S.S. Retirement Advisors
Utah
-$659K -25,119 Closed
Citadel Advisors
24
Citadel Advisors
Florida
-$578K -22,024 Closed
GLR
25
Great Lakes Retirement
Ohio
-$444K -16,924 Closed