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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
1
AE Wealth Management
Kansas
$25.2M +$12M +441,507 +103%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.73M +$3.64M +134,174 +430%
Strategic Blueprint
3
Strategic Blueprint
Georgia
$2.52M +$2.39M +88,125 New
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.38M +$1.63M +60,148 +259%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M +$791K +29,141 +104%
Allianz Investment Management US
6
Allianz Investment Management US
Minnesota
$1.63M -$3.32M -122,500 -68%
WealthPlan Investment Management
7
WealthPlan Investment Management
Nebraska
$1.61M +$1.53M +56,305 New
WealthPLAN Partners
8
WealthPLAN Partners
Nebraska
$1.5M +$1.42M +52,295 New
Advisory Services Network
9
Advisory Services Network
Georgia
$1.1M +$1.04M +38,505 New
FWG Investments
10
FWG Investments
Kentucky
$489K +$464K +17,081 New
Jane Street
11
Jane Street
New York
$464K +$440K +16,220 New
Atria Wealth Solutions
12
Atria Wealth Solutions
New York
$362K -$49.7K -1,833 -13%
Kestra Advisory Services
13
Kestra Advisory Services
Texas
$299K -$505K -18,616 -64%
Independent Financial Group
14
Independent Financial Group
California
$296K +$281K +10,350 New
Envestnet Portfolio Solutions
15
Envestnet Portfolio Solutions
Illinois
$231K +$219K +8,075 New
Moors & Cabot
16
Moors & Cabot
Massachusetts
$200K +$190K +7,000 New
Harbour Investments
17
Harbour Investments
Wisconsin
$128K +$122K +4,488 New
Advisornet Financial
18
Advisornet Financial
Minnesota
$33.1K – – –
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$26K – – –
NBC Securities
20
NBC Securities
Alabama
$14K +$13.6K +500 New
JP Morgan Chase
21
JP Morgan Chase
New York
$13.2K +$12.5K +460 New
Oliver Lagore Vanvalin Investment Group
22
Oliver Lagore Vanvalin Investment Group
Michigan
$200 -$2.22K -82 -92%
B.O.S.S. Retirement Advisors
23
B.O.S.S. Retirement Advisors
Utah
– -$659K -25,119 Closed
Citadel Advisors
24
Citadel Advisors
Florida
– -$578K -22,024 Closed
Great Lakes Retirement
25
Great Lakes Retirement
Ohio
– -$444K -16,924 Closed