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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$2.21M -$247K -7,875 -10%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.08M -$351K -11,196 -15%
Strategic Blueprint
3
Strategic Blueprint
Georgia
$1.46M -$1.28M -40,922 -47%
Allianz Investment Management US
4
Allianz Investment Management US
Minnesota
$1.19M – – –
Advisory Services Network
5
Advisory Services Network
Georgia
$1.18M – – –
Jane Street
6
Jane Street
New York
$530K +$521K +16,619 New
LPL Financial
7
LPL Financial
California
$445K +$438K +13,974 New
Kestra Advisory Services
8
Kestra Advisory Services
Texas
$372K -$82.5K -2,635 -18%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$281K +$277K +8,827 New
Moors & Cabot
10
Moors & Cabot
Massachusetts
$250K -$15.7K -500 -6%
AE Wealth Management
11
AE Wealth Management
Kansas
$246K -$81K -2,586 -25%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$204K -$4.86K -155 -2%
Harbour Investments
13
Harbour Investments
Wisconsin
$79.2K -$19.5K -622 -20%
Advisornet Financial
14
Advisornet Financial
Minnesota
$40.1K – – –
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
$35.1K – – –
NBC Securities
16
NBC Securities
Alabama
$15K – – –
Avior Wealth Management
17
Avior Wealth Management
Nebraska
$10.7K – – –
UBS Group
18
UBS Group
Switzerland
$5.35K +$5.26K +168 New
Creative Financial Designs
19
Creative Financial Designs
Indiana
$4.94K +$4.86K +155 New
Oliver Lagore Vanvalin Investment Group
20
Oliver Lagore Vanvalin Investment Group
Michigan
$223 – – –
Citadel Advisors
21
Citadel Advisors
Florida
– -$620K -19,974 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– -$578K -18,630 Closed
Independent Financial Group
23
Independent Financial Group
California
– -$213K -6,850 Closed
Financial Network Wealth Advisors
24
Financial Network Wealth Advisors
Utah
– -$5.43K -175 Closed
Great Lakes Retirement
25
Great Lakes Retirement
Ohio
– -$2.96K -95 Closed