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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$2.21M -$247K -7,875 -10%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.08M -$351K -11,196 -15%
SB
3
Strategic Blueprint
Georgia
$1.46M -$1.28M -40,922 -47%
AIMU
4
Allianz Investment Management US
Minnesota
$1.19M
ASN
5
Advisory Services Network
Georgia
$1.18M
Jane Street
6
Jane Street
New York
$530K +$521K +16,619 New
LPL Financial
7
LPL Financial
California
$445K +$438K +13,974 New
KAS
8
Kestra Advisory Services
Texas
$372K -$82.5K -2,635 -18%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$281K +$277K +8,827 New
MC
10
Moors & Cabot
Massachusetts
$250K -$15.7K -500 -6%
AWM
11
AE Wealth Management
Kansas
$246K -$81K -2,586 -25%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$204K -$4.86K -155 -2%
HI
13
Harbour Investments
Wisconsin
$79.2K -$19.5K -622 -20%
AF
14
Advisornet Financial
Minnesota
$40.1K
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$35.1K
NS
16
NBC Securities
Alabama
$15K
AWM
17
Avior Wealth Management
Nebraska
$10.7K
UBS Group
18
UBS Group
Switzerland
$5.35K +$5.26K +168 New
CFD
19
Creative Financial Designs
Indiana
$4.94K +$4.86K +155 New
OLVIG
20
Oliver Lagore Vanvalin Investment Group
Michigan
$223
Citadel Advisors
21
Citadel Advisors
Florida
-$620K -19,974 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$578K -18,630 Closed
IFG
23
Independent Financial Group
California
-$213K -6,850 Closed
FNWA
24
Financial Network Wealth Advisors
Utah
-$5.43K -175 Closed
GLR
25
Great Lakes Retirement
Ohio
-$2.96K -95 Closed