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AllianzIM U.S. Equity Buffer10 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AE Wealth Management
1
AE Wealth Management
Kansas
$7.74M +$7.83M +322,503 New
Allianz Investment Management US
2
Allianz Investment Management US
Minnesota
$4.78M +$4.84M +199,362 New
Osaic Holdings
3
Osaic Holdings
Arizona
$2.04M +$2.07M +85,194 New
Kestra Advisory Services
4
Kestra Advisory Services
Texas
$1.27M +$1.28M +52,874 New
Lloyd Advisory Services
5
Lloyd Advisory Services
Georgia
$1.06M +$1.07M +43,958 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.02M +$1.03M +42,444 New
B.O.S.S. Retirement Advisors
7
B.O.S.S. Retirement Advisors
Utah
$612K +$620K +25,506 New
Citadel Advisors
8
Citadel Advisors
Florida
$330K +$335K +13,773 New
Belpointe Asset Management
9
Belpointe Asset Management
Nevada
$145K +$147K +6,031 New
Richard W. Paul & Associates
10
Richard W. Paul & Associates
Michigan
$288 +$292 +12 New
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
– +$413 +17 New