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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
DS
1
DRW Securities
Illinois
$243K +$418K +479 New
AFM
2
Anson Funds Management
Texas
$166K +$189K +217 +197%
TRCT
3
Tower Research Capital (TRC)
New York
$2.82K +$5.23K +6 New
UBS Group
4
UBS Group
Switzerland
$196
Morgan Stanley
5
Morgan Stanley
New York
$22
Group One Trading
6
Group One Trading
Illinois
$10
Osaic Holdings
7
Osaic Holdings
Arizona
$10
BlackRock
8
BlackRock
New York
$8
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$8
Bank of America
10
Bank of America
North Carolina
$5
FFA
11
Farther Finance Advisors
California
$3
HI
12
Harbour Investments
Wisconsin
$3
PW
13
Pandora Wealth
Illinois
$3
SPIA
14
Steward Partners Investment Advisory
New York
$3
TC
15
Truvestments Capital
Florida
$3
AF
16
Allworth Financial
California
$2
Comerica Bank
17
Comerica Bank
Texas
$2
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$2
GCM
19
Gables Capital Management
Florida
$2
IA
20
IFP Advisors
Florida
$2
JP Morgan Chase
21
JP Morgan Chase
New York
$2
MCM
22
MAI Capital Management
Ohio
$2
NA
23
NewEdge Advisors
Louisiana
$2
PA
24
Parallel Advisors
California
$2
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$2