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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.9M
Geode Capital Management
2
Geode Capital Management
Massachusetts
$523K
BRWA
3
B. Riley Wealth Advisors
Florida
$204K
BlackRock
4
BlackRock
New York
$162K
Northern Trust
5
Northern Trust
Illinois
$129K
Bank of New York Mellon
6
Bank of New York Mellon
New York
$90K
AG
7
Advisor Group
Arizona
$68K
Bank of America
8
Bank of America
North Carolina
$66K
RI
9
Ridgewood Investments
New Jersey
$52K
Wolverine Trading
10
Wolverine Trading
Illinois
$51K
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$44K
SA
12
Strategic Advisors
New York
$43K
BHWM
13
Bar Harbor Wealth Management
New Hampshire
$42K
SPIA
14
Steward Partners Investment Advisory
New York
$42K
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$40K
FPF
16
FNY Partners Fund
New York
$37K
VKH
17
Virtu KCG Holdings
New York
$37K
ARTA
18
A.R.T. Advisors
New York
$36K
Group One Trading
19
Group One Trading
Illinois
$29K
CC
20
Courier Capital
New York
$28K
ABC
21
Associated Banc-Corp
Wisconsin
$24K
SFSIG
22
San Francisco Sentry Investment Group
California
$20K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$13K
HighTower Advisors
24
HighTower Advisors
Illinois
$12K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$12K