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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$9.09M
EMG
2
ETF Managers Group
New Jersey
$9.07M
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.69M
State Street
4
State Street
Massachusetts
$2.25M
Geode Capital Management
5
Geode Capital Management
Massachusetts
$1.66M
Northern Trust
6
Northern Trust
Illinois
$1.48M
Mirae Asset Global Investments
7
Mirae Asset Global Investments
South Korea
$1.31M
Bank of New York Mellon
8
Bank of New York Mellon
New York
$523K
Nuveen
9
Nuveen
North Carolina
$484K
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$465K
Citadel Advisors
11
Citadel Advisors
Florida
$309K
Charles Schwab
12
Charles Schwab
California
$295K
Morgan Stanley
13
Morgan Stanley
New York
$285K
T. Rowe Price Associates
14
T. Rowe Price Associates
Maryland
$271K
Group One Trading
15
Group One Trading
Illinois
$265K
NSEDCP
16
NJ State Employees Deferred Compensation Plan
New Jersey
$242K
HWA
17
Heritage Wealth Advisors
Virginia
$220K
UBS Group
18
UBS Group
Switzerland
$175K
RhumbLine Advisers
19
RhumbLine Advisers
Massachusetts
$166K
CC
20
Courier Capital
New York
$156K
AC
21
Aristides Capital
Kentucky
$153K
BHWM
22
Bar Harbor Wealth Management
New Hampshire
$146K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$145K
Barclays
24
Barclays
United Kingdom
$127K
New York State Common Retirement Fund
25
New York State Common Retirement Fund
New York
$104K