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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.07M
Mirae Asset Global Investments
2
Mirae Asset Global Investments
South Korea
$1.8M
AFM
3
Anson Funds Management
Texas
$970K
BlackRock
4
BlackRock
New York
$868K
Geode Capital Management
5
Geode Capital Management
Massachusetts
$776K
BRWA
6
B. Riley Wealth Advisors
Florida
$269K
Northern Trust
7
Northern Trust
Illinois
$234K
VKH
8
Virtu KCG Holdings
New York
$221K
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$165K
Bank of New York Mellon
10
Bank of New York Mellon
New York
$123K
AG
11
Advisor Group
Arizona
$87K
Creative Planning
12
Creative Planning
Kansas
$79K
Wolverine Trading
13
Wolverine Trading
Illinois
$78K
RI
14
Ridgewood Investments
New Jersey
$77K
BHWM
15
Bar Harbor Wealth Management
New Hampshire
$63K
Group One Trading
16
Group One Trading
Illinois
$63K
SPIA
17
Steward Partners Investment Advisory
New York
$63K
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$61K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$58K
Bank of America
20
Bank of America
North Carolina
$45K
CC
21
Courier Capital
New York
$42K
ABC
22
Associated Banc-Corp
Wisconsin
$35K
RJA
23
Raymond James & Associates
Florida
$35K
SFSIG
24
San Francisco Sentry Investment Group
California
$32K
CB
25
Chemical Bank
Michigan
$26K