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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.04M
RCM
2
Rotella Capital Management
Washington
$780K
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$250K
Geode Capital Management
4
Geode Capital Management
Massachusetts
$129K
BFA
5
BlackRock Fund Advisors
California
$96K
BIT
6
BlackRock Institutional Trust
California
$94K
SIM
7
Spark Investment Management
New York
$75K
CI
8
Cowen Inc
New York
$70K
FMA
9
FNY Managed Accounts
New York
$51.1K
Northern Trust
10
Northern Trust
Illinois
$50K
AIG
11
American International Group
New York
$40K
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$39K
Bank of America
13
Bank of America
North Carolina
$38K
Bank of New York Mellon
14
Bank of New York Mellon
New York
$38K
SA
15
Strategic Advisors
New York
$38K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$28K
CC
17
Courier Capital
New York
$27K
Group One Trading
18
Group One Trading
Illinois
$24K
ICAS
19
Investors Capital Advisory Services
Massachusetts
$21K
BRWA
20
B. Riley Wealth Advisors
Florida
$20K
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$17K
ABC
22
Associated Banc-Corp
Wisconsin
$16K
BHWM
23
Bar Harbor Wealth Management
New Hampshire
$16K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$16K
VKH
25
Virtu KCG Holdings
New York
$15K