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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Anson Funds Management
1
Anson Funds Management
Texas
$140K +$644K +32,021 +1,259%
UBS Group
2
UBS Group
Switzerland
$13K +$60.4K +3,005 +1,480%
Barclays
3
Barclays
United Kingdom
$664 +$3.3K +164 New
Osaic Holdings
4
Osaic Holdings
Arizona
$32 +$161 +8 New
Morgan Stanley
5
Morgan Stanley
New York
$28 +$121 +6 +600%
Farther Finance Advisors
6
Farther Finance Advisors
California
$20 +$101 +5 New
Fifth Third Bancorp
7
Fifth Third Bancorp
Ohio
$8 +$40 +2 New
Steward Partners Investment Advisory
8
Steward Partners Investment Advisory
New York
$8 +$40 +2 New
Truvestments Capital
9
Truvestments Capital
Florida
$8 +$40 +2 New
KG
10
Kilter Group
New York
$5 +$20 +1 New
BlackRock
11
BlackRock
New York
$4 +$20 +1 New
Caitong International Asset Management
12
Caitong International Asset Management
Hong Kong
$4 +$20 +1 New
GCM
13
Gables Capital Management
Florida
$4 +$20 +1 New
Harbour Investments
14
Harbour Investments
Wisconsin
$4 +$20 +1 New
NewEdge Advisors
15
NewEdge Advisors
Louisiana
$4 +$20 +1 New
Parallel Advisors
16
Parallel Advisors
California
$4 +$20 +1 New
Wells Fargo
17
Wells Fargo
California
$4 +$20 +1 New
IFP Advisors
18
IFP Advisors
Florida
$4 +$40 +2 New
Geode Capital Management
19
Geode Capital Management
Massachusetts
– -$34.3K -776 Closed
Vanguard Fiduciary Trust
20
Vanguard Fiduciary Trust
Pennsylvania
– -$7.02K -159 Closed
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
– -$2 – –
JP Morgan Chase
22
JP Morgan Chase
New York
– -$2 – –
MAI Capital Management
23
MAI Capital Management
Ohio
– -$3 – –
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
– -$2 – –
TD Waterhouse Canada
25
TD Waterhouse Canada
Ontario, Canada
– -$2 – –