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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
TFA
76
Toth Financial Advisory
Virginia
$16K
WAP
77
Wealthcare Advisory Partners
Pennsylvania
$15K
BNP Paribas Financial Markets
78
BNP Paribas Financial Markets
France
$9.35K
Royal Bank of Canada
79
Royal Bank of Canada
Ontario, Canada
$9K
FHA
80
Flagship Harbor Advisors
Massachusetts
$8K
WEC
81
Winslow Evans & Crocker
Massachusetts
$8K
PIA
82
Piedmont Investment Advisors
North Carolina
$5K
SFM
83
Signet Financial Management
New Jersey
$5K
IA
84
IFP Advisors
Florida
$4K
TWA
85
TCI Wealth Advisors
Arizona
$3K
GWM
86
Geneos Wealth Management
Colorado
$2K
TRCT
87
Tower Research Capital (TRC)
New York
$2K
SWM
88
SeaCrest Wealth Management
New York
$1K
AGM
89
Alpine Global Management
New York
-$97K
AIM
90
Assured Investment Management
New York
-$168K
BCM
91
Bluefin Capital Management
New York
-$63K
CAPTRUST Financial Advisors
92
CAPTRUST Financial Advisors
North Carolina
-$5K
CG
93
Cutler Group
California
-$2K
ECM
94
Element Capital Management
New York
-$308K
GC
95
Guggenheim Capital
Illinois
-$68K
HFP
96
Holistic Financial Partners
Indiana
-$7K
Jane Street
97
Jane Street
New York
-$103K
JG
98
Jefferies Group
New York
-$92K
KF
99
Krilogy Financial
Missouri
-$2K
LCM
100
Laurion Capital Management
New York
-$392K