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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
51
Commonwealth Equity Services
Massachusetts
$57K
HSA
52
HBK Sorce Advisory
Pennsylvania
$55K
GCA
53
Genesee Capital Advisors
New York
$52K
CS
54
Credit Suisse
Switzerland
$51K
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$48K
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$48K
VF
57
Virtu Financial
New York
$44K
AB
58
Amalgamated Bank
New York
$43K
HighTower Advisors
59
HighTower Advisors
Illinois
$43K
SPC
60
Sigma Planning Corp
Michigan
$42K
Legal & General Group
61
Legal & General Group
United Kingdom
$41K
D.E. Shaw & Co
62
D.E. Shaw & Co
New York
$38K
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$36K
GPA
64
Garrison Point Advisors
California
$35K
Principal Financial Group
65
Principal Financial Group
Iowa
$32K
BNP Paribas Financial Markets
66
BNP Paribas Financial Markets
France
$29.5K
WAP
67
Wealthcare Advisory Partners
Pennsylvania
$27K
IWM
68
IHT Wealth Management
Illinois
$26K
ProShare Advisors
69
ProShare Advisors
Maryland
$26K
AWA
70
Arete Wealth Advisors
Illinois
$24K
USAA
71
United Services Automobile Association
Texas
$23K
ZIM
72
Zacks Investment Management
Illinois
$23K
Stifel Financial
73
Stifel Financial
Missouri
$22K
ABC
74
Associated Banc-Corp
Wisconsin
$21K
CWG
75
Cornerstone Wealth Group
North Carolina
$21K