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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Wolverine Trading
51
Wolverine Trading
Illinois
$50K
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$49K
JP Morgan Chase
53
JP Morgan Chase
New York
$48K
CS
54
Credit Suisse
Switzerland
$46K
HSA
55
HBK Sorce Advisory
Pennsylvania
$45K
GCA
56
Genesee Capital Advisors
New York
$43K
BNP Paribas Financial Markets
57
BNP Paribas Financial Markets
France
$42.2K
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$37K
SPC
59
Sigma Planning Corp
Michigan
$35K
Legal & General Group
60
Legal & General Group
United Kingdom
$33K
AB
61
Amalgamated Bank
New York
$31K
GPA
62
Garrison Point Advisors
California
$31K
RJFSA
63
Raymond James Financial Services Advisors
Florida
$31K
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$29K
PPA
65
Parametric Portfolio Associates
Washington
$27K
SG Americas Securities
66
SG Americas Securities
New York
$27K
Bank of America
67
Bank of America
North Carolina
$25K
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$25K
ProShare Advisors
69
ProShare Advisors
Maryland
$22K
SWA
70
Stratos Wealth Advisors
Ohio
$22K
IWM
71
IHT Wealth Management
Illinois
$21K
AWA
72
Arete Wealth Advisors
Illinois
$20K
HighTower Advisors
73
HighTower Advisors
Illinois
$19K
TRCT
74
Tower Research Capital (TRC)
New York
$19K
ZIM
75
Zacks Investment Management
Illinois
$19K