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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
51
JP Morgan Chase
New York
$74K
Millennium Management
52
Millennium Management
New York
$73K
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$71K
CA
54
Cetera Advisors
Colorado
$68K
LPL Financial
55
LPL Financial
California
$67K
SG Americas Securities
56
SG Americas Securities
New York
$67K
Cambridge Investment Research Advisors
57
Cambridge Investment Research Advisors
Iowa
$65K
IWM
58
IHT Wealth Management
Illinois
$62K
Squarepoint
59
Squarepoint
New York
$62K
Stifel Financial
60
Stifel Financial
Missouri
$57K
SWA
61
Stratos Wealth Advisors
Ohio
$57K
CS
62
Credit Suisse
Switzerland
$51K
SPC
63
Sigma Planning Corp
Michigan
$51K
HSA
64
HBK Sorce Advisory
Pennsylvania
$50K
TRCT
65
Tower Research Capital (TRC)
New York
$49K
TSS
66
Two Sigma Securities
New York
$49K
Wolverine Trading
67
Wolverine Trading
Illinois
$47K
GPA
68
Garrison Point Advisors
California
$45K
AB
69
Amalgamated Bank
New York
$44K
Legal & General Group
70
Legal & General Group
United Kingdom
$43K
Principal Financial Group
71
Principal Financial Group
Iowa
$40K
GCP
72
GSA Capital Partners
United Kingdom
$38K
D.E. Shaw & Co
73
D.E. Shaw & Co
New York
$33K
HF
74
HRT Financial
New York
$33K
PPA
75
Parametric Portfolio Associates
Washington
$32K