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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
26
T. Rowe Price Associates
Maryland
$151K
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$146K
Simplex Trading
28
Simplex Trading
Illinois
$136K
Goldman Sachs
29
Goldman Sachs
New York
$132K
SPC
30
Sigma Planning Corp
Michigan
$118K
HWA
31
Heritage Wealth Advisors
Virginia
$117K
New York State Common Retirement Fund
32
New York State Common Retirement Fund
New York
$94.7K
LPL Financial
33
LPL Financial
California
$89.7K
CA
34
Cetera Advisors
Colorado
$85.8K
DWM
35
Dakota Wealth Management
Florida
$81K
Creative Planning
36
Creative Planning
Kansas
$75.9K
Invesco
37
Invesco
Georgia
$71.9K
AIG
38
American International Group
New York
$70.5K
Marshall Wace
39
Marshall Wace
United Kingdom
$69.1K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$69K
Deutsche Bank
41
Deutsche Bank
Germany
$61.3K
UBS Group
42
UBS Group
Switzerland
$59.1K
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$58.3K
VOYA Investment Management
44
VOYA Investment Management
Georgia
$56.1K
QOP
45
Quinn Opportunity Partners
Virginia
$53.4K
SXL
46
Summit X LLC
Missouri
$53.3K
Jane Street
47
Jane Street
New York
$53.1K
RJFSA
48
Raymond James Financial Services Advisors
Florida
$51.7K
AWM
49
AE Wealth Management
Kansas
$46.7K
SPIA
50
Steward Partners Investment Advisory
New York
$46.6K