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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$212K
WAP
27
Wealthcare Advisory Partners
Pennsylvania
$209K
Goldman Sachs
28
Goldman Sachs
New York
$205K
Capstone Investment Advisors
29
Capstone Investment Advisors
New York
$204K
Jane Street
30
Jane Street
New York
$199K
Osaic Holdings
31
Osaic Holdings
Arizona
$170K
State Street
32
State Street
Massachusetts
$165K
Bank of America
33
Bank of America
North Carolina
$155K
UBS Group
34
UBS Group
Switzerland
$149K
MFS
35
Mirabella Financial Services
United Kingdom
$143K
LPL Financial
36
LPL Financial
California
$125K
Charles Schwab
37
Charles Schwab
California
$117K
CSS
38
Cubist Systematic Strategies
Connecticut
$117K
Simplex Trading
39
Simplex Trading
Illinois
$115K
GL
40
Graypoint LLC
New York
$110K
CA
41
Cetera Advisors
Colorado
$106K
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$102K
Jacobs Levy Equity Management
43
Jacobs Levy Equity Management
New Jersey
$99K
MCM
44
Manchester Capital Management
Vermont
$98K
SPIA
45
Steward Partners Investment Advisory
New York
$98K
BRWA
46
B. Riley Wealth Advisors
Florida
$85K
BA
47
Ballew Advisors
Mississippi
$84K
Creative Planning
48
Creative Planning
Kansas
$84K
SA
49
Strategic Advisors
New York
$82K
TRCT
50
Tower Research Capital (TRC)
New York
$73K