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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$205K
State Board of Administration of Florida Retirement System
27
State Board of Administration of Florida Retirement System
Florida
$199K
QOP
28
Quinn Opportunity Partners
Virginia
$193K
CCA
29
Cobblestone Capital Advisors
New York
$179K
BHWM
30
Bar Harbor Wealth Management
New Hampshire
$165K
UBS Group
31
UBS Group
Switzerland
$160K
AG
32
Advisor Group
Arizona
$157K
AQR Capital Management
33
AQR Capital Management
Connecticut
$146K
Creative Planning
34
Creative Planning
Kansas
$128K
CI
35
Cowen Inc
New York
$123K
Barclays
36
Barclays
United Kingdom
$122K
VOYA Investment Management
37
VOYA Investment Management
Georgia
$121K
Goldman Sachs
38
Goldman Sachs
New York
$114K
SPIA
39
Steward Partners Investment Advisory
New York
$108K
RI
40
Ridgewood Investments
New Jersey
$107K
Citigroup
41
Citigroup
New York
$99K
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$97K
Jane Street
43
Jane Street
New York
$93K
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$91K
Bank of America
45
Bank of America
North Carolina
$88K
SA
46
Strategic Advisors
New York
$87K
WPSG
47
Wealth & Pension Services Group
Georgia
$87K
Ameriprise
48
Ameriprise
Minnesota
$82K
Millennium Management
49
Millennium Management
New York
$80K
AllianceBernstein
50
AllianceBernstein
Tennessee
$76K