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XXII

22nd Century Group

Name Holding Trade Value Shares
Change
Change in
Stake
BFO
26
Boston Family Office
Massachusetts
$235K
Creative Planning
27
Creative Planning
Kansas
$198K
BRWA
28
B. Riley Wealth Advisors
Florida
$192K
Wolverine Trading
29
Wolverine Trading
Illinois
$180K
AIM
30
Assured Investment Management
New York
$168K
AG
31
Advisor Group
Arizona
$166K
MIM
32
Monashee Investment Management
Massachusetts
$164K
Bank of America
33
Bank of America
North Carolina
$157K
VF
34
Virtu Financial
New York
$149K
UBS Group
35
UBS Group
Switzerland
$145K
BHWM
36
Bar Harbor Wealth Management
New Hampshire
$126K
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$116K
Verition Fund Management
38
Verition Fund Management
Connecticut
$113K
Jane Street
39
Jane Street
New York
$103K
LPL Financial
40
LPL Financial
California
$98K
AGM
41
Alpine Global Management
New York
$97K
JG
42
Jefferies Group
New York
$92K
RI
43
Ridgewood Investments
New Jersey
$89K
SPIA
44
Steward Partners Investment Advisory
New York
$85K
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$78K
Ameriprise
46
Ameriprise
Minnesota
$77K
CA
47
Cetera Advisors
Colorado
$77K
TSS
48
Two Sigma Securities
New York
$77K
IGGA
49
Iron Gate Global Advisors
Utah
$74K
GC
50
Guggenheim Capital
Illinois
$68K