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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
201
B. Riley Wealth Advisors
Florida
$831K -$36.2K -329 -4%
CAW
202
Cornerstone Advisors (Washington)
Washington
$831K +$373K +3,390 +81%
SWA
203
SFMG Wealth Advisors
Texas
$813K +$813K +7,398 New
PCM
204
Princeton Capital Management
New Jersey
$793K +$26.5K +241 +3%
SHA
205
Smith Hayes Advisers
Nebraska
$780K +$194K +1,764 +33%
FCI
206
Financial Counselors Inc
Kansas
$775K – – –
BSW
207
Buckingham Strategic Wealth
Missouri
$762K – – –
Natixis Advisors
208
Natixis Advisors
Massachusetts
$747K +$105K +958 +16%
DSC
209
Duncker Streett & Co
Missouri
$743K – – –
Deutsche Bank
210
Deutsche Bank
Germany
$739K -$44.2M -401,902 -98%
WA
211
WFG Advisors
Texas
$732K +$507K +4,611 +225%
FTIOP
212
Fiduciary Trust International of Pennsylvania
Pennsylvania
$719K -$15.7K -143 -2%
SG
213
Somerset Group
Minnesota
$717K +$717K +6,519 New
FA
214
FDx Advisors
Illinois
$717K +$717K +6,522 New
RMDI
215
R.M. Davis Inc
Maine
$706K -$78.9K -718 -10%
AAS
216
Annex Advisory Services
Wisconsin
$702K -$54.7K -498 -7%
NL
217
NWAM LLC
Washington
$697K +$697K +6,343 New
WA
218
WESPAC Advisors
California
$690K -$299K -2,724 -30%
HS
219
Huntington Steele
Pennsylvania
$673K – – –
CCM
220
Covington Capital Management
California
$670K -$26.4K -240 -4%
Brown Advisory
221
Brown Advisory
Maryland
$669K -$105K -956 -14%
HighTower Advisors
222
HighTower Advisors
Illinois
$666K +$213K +1,937 +47%
PVH
223
Psagot Value Holdings
Israel
$658K -$111K -1,009 -14%
NSIM
224
North Star Investment Management
Illinois
$638K +$49.1K +446 +8%
WP
225
WMS Partners
Maryland
$635K +$14.3K +130 +2%
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