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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
201
B. Riley Wealth Advisors
Florida
$831K -$35K -329 -4%
CAW
202
Cornerstone Advisors (Washington)
Washington
$831K +$361K +3,390 +81%
SWA
203
SFMG Wealth Advisors
Texas
$813K +$787K +7,398 New
PCM
204
Princeton Capital Management
New Jersey
$793K +$25.6K +241 +3%
SHA
205
Smith Hayes Advisers
Nebraska
$780K +$188K +1,764 +33%
FCI
206
Financial Counselors Inc
Kansas
$775K
BSW
207
Buckingham Strategic Wealth
Missouri
$762K
Natixis Advisors
208
Natixis Advisors
Massachusetts
$747K +$102K +958 +16%
DSC
209
Duncker Streett & Co
Missouri
$743K
Deutsche Bank
210
Deutsche Bank
Germany
$739K -$42.8M -401,902 -98%
WA
211
WFG Advisors
Texas
$732K +$491K +4,611 +225%
FTIOP
212
Fiduciary Trust International of Pennsylvania
Pennsylvania
$719K -$15.2K -143 -2%
SG
213
Somerset Group
Minnesota
$717K +$694K +6,519 New
FA
214
FDx Advisors
Illinois
$717K +$694K +6,522 New
RMDI
215
R.M. Davis Inc
Maine
$706K -$76.4K -718 -10%
AAS
216
Annex Advisory Services
Wisconsin
$702K -$53K -498 -7%
NL
217
NWAM LLC
Washington
$697K +$675K +6,343 New
WA
218
WESPAC Advisors
California
$690K -$290K -2,724 -30%
HS
219
Huntington Steele
Pennsylvania
$673K
CCM
220
Covington Capital Management
California
$670K -$25.5K -240 -4%
Brown Advisory
221
Brown Advisory
Maryland
$669K -$102K -956 -14%
HighTower Advisors
222
HighTower Advisors
Illinois
$666K +$206K +1,937 +47%
PVH
223
Psagot Value Holdings
Israel
$658K -$107K -1,009 -14%
NSIM
224
North Star Investment Management
Illinois
$638K +$47.5K +446 +8%
WP
225
WMS Partners
Maryland
$635K +$13.8K +130 +2%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.