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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$388M
2
Bank of America
Bank of America
North Carolina
$401M
3
Deutsche Bank
Deutsche Bank
Germany
$41.9M
4
U
UBS
Switzerland
$141M
5
QI
QS Investors
New York
$47.7M

Top Sellers

1
AIA
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
First Horizon Advisors
Tennessee
$123K
3
AA
Ancora Advisors
Ohio
$0
4
MIS
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
201
Acropolis Investment Management
Missouri
$638K +$638K +6,226 New
William Blair & Company
202
William Blair & Company
Illinois
$628K -$41.6K -406 -6%
HS
203
Huntington Steele
Pennsylvania
$627K – – –
AWMS
204
Advocacy Wealth Management Services
Georgia
$620K +$209K +2,025 +51%
EFSCE
205
Enterprise Financial Services Corp (EFSC)
Missouri
$599K -$7.38K -72 -1%
Natixis Advisors
206
Natixis Advisors
Massachusetts
$598K +$30.6K +298 +5%
AI
207
Atria Investments
North Carolina
$597K +$597K +5,823 New
SFSG
208
Stearns Financial Services Group
North Carolina
$590K – – –
MPAM
209
Murphy Pohlad Asset Management
Minnesota
$589K – – –
DC
210
Davenport & Co
Virginia
$581K +$46.6K +455 +9%
WP
211
WMS Partners
Maryland
$579K – – –
BWP
212
BSW Wealth Partners
Colorado
$567K -$16K -156 -3%
OA
213
Oxbow Advisors
Texas
$559K – – –
MPI
214
Mairs & Power Inc
Minnesota
$552K +$552K +5,385 New
NSIM
215
North Star Investment Management
Illinois
$549K +$103K +1,000 +23%
SHA
216
Smith Hayes Advisers
Nebraska
$546K +$136K +1,329 +33%
LCM
217
Lucas Capital Management
New Jersey
$523K -$25.6K -250 -5%
Invesco
218
Invesco
Georgia
$515K -$120K -1,172 -19%
VKH
219
Virtu KCG Holdings
New York
$471K +$471K +4,598 New
Luther King Capital Management (LKCM)
220
Luther King Capital Management (LKCM)
Texas
$461K – – –
GXMC
221
Global X Management Company
New York
$456K -$195K -1,905 -30%
AWA
222
AmeriServ Wealth Advisors
Pennsylvania
$456K – – –
BAAM
223
Baker Avenue Asset Management
California
$451K +$451K +4,396 New
SSB
224
Sandy Spring Bank
Maryland
$448K +$343K +3,348 +327%
HR
225
Howe & Rusling
New York
$443K -$106K -1,035 -19%
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