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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
FMWA
176
Forvis Mazars Wealth Advisors
Missouri
$1.16M -$226K -2,125 -17%
ACM
177
Advisors Capital Management
New Jersey
$1.16M +$1.12M +10,545 New
BST
178
Bath Savings Trust
Maine
$1.15M
AL
179
Aspiriant LLC
California
$1.13M +$828K +7,777 +310%
PAI
180
Pittenger & Anderson Inc
Nebraska
$1.09M +$46.8K +440 +5%
SAM
181
Sawgrass Asset Management
Florida
$1.09M
SCA
182
Stillwater Capital Advisors
Pennsylvania
$1.08M +$1.05M +9,850 New
MFS
183
MSI Financial Services
Massachusetts
$1.08M +$284K +2,665 +37%
CP
184
Camelot Portfolios
Ohio
$1.07M +$123K +1,160 +14%
Janney Montgomery Scott
185
Janney Montgomery Scott
Pennsylvania
$1.05M +$62.8K +590 +7%
CCA
186
Cobblestone Capital Advisors
New York
$1.05M +$55.9K +525 +6%
PCM
187
Parsons Capital Management
Rhode Island
$1.04M -$114K -1,070 -10%
BF
188
BOK Financial
Oklahoma
$1.04M -$7.24K -68 -0.7%
GLRA
189
Gerald L. Ray & Associates
Texas
$1.04M +$39.9K +375 +4%
US Bancorp
190
US Bancorp
Minnesota
$1.02M +$132K +1,244 +15%
SB
191
Suntrust Banks
Georgia
$1.01M
WCWM
192
Wooster Corthell Wealth Management
Connecticut
$998K
HL
193
HeadInvest LLC
Maine
$988K +$29.7K +279 +3%
PMG
194
ProVise Management Group
Florida
$957K -$143K -1,344 -13%
AA
195
Alesco Advisors
New York
$952K -$10.5K -99 -1%
BFEC
196
Benjamin F. Edwards & Company
Missouri
$951K +$42.5K +399 +5%
OC
197
Oarsman Capital
Wisconsin
$854K +$21.4K +201 +3%
AWA
198
Arete Wealth Advisors
Illinois
$847K +$820K +7,701 New
WA
199
Waverly Advisors
Alabama
$842K +$8.09K +76 +1%
CIBC World Market
200
CIBC World Market
Ontario, Canada
$837K -$13.8K -130 -2%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.