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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Holding Trade Value Shares
Change 		Shares
Change %
FMWA
176
Forvis Mazars Wealth Advisors
Missouri
$1.16M -$234K -2,125 -17%
ACM
177
Advisors Capital Management
New Jersey
$1.16M +$1.16M +10,545 New
BST
178
Bath Savings Trust
Maine
$1.15M – – –
AL
179
Aspiriant LLC
California
$1.13M +$855K +7,777 +310%
PAI
180
Pittenger & Anderson Inc
Nebraska
$1.09M +$48.4K +440 +5%
SAM
181
Sawgrass Asset Management
Florida
$1.09M – – –
SCA
182
Stillwater Capital Advisors
Pennsylvania
$1.08M +$1.08M +9,850 New
MFS
183
MSI Financial Services
Massachusetts
$1.08M +$293K +2,665 +37%
CP
184
Camelot Portfolios
Ohio
$1.07M +$128K +1,160 +14%
Janney Montgomery Scott
185
Janney Montgomery Scott
Pennsylvania
$1.05M +$64.9K +590 +7%
CCA
186
Cobblestone Capital Advisors
New York
$1.05M +$57.7K +525 +6%
PCM
187
Parsons Capital Management
Rhode Island
$1.04M -$118K -1,070 -10%
BF
188
BOK Financial
Oklahoma
$1.04M -$7.47K -68 -0.7%
GLRA
189
Gerald L. Ray & Associates
Texas
$1.04M +$41.3K +375 +4%
US Bancorp
190
US Bancorp
Minnesota
$1.03M +$137K +1,244 +15%
SB
191
Suntrust Banks
Georgia
$1.01M – – –
WCWM
192
Wooster Corthell Wealth Management
Connecticut
$998K – – –
HL
193
HeadInvest LLC
Maine
$988K +$30.7K +279 +3%
PMG
194
ProVise Management Group
Florida
$957K -$148K -1,344 -13%
AA
195
Alesco Advisors
New York
$952K -$10.9K -99 -1%
BFEC
196
Benjamin F. Edwards & Company
Missouri
$951K +$43.9K +399 +5%
OC
197
Oarsman Capital
Wisconsin
$854K +$22.1K +201 +3%
AWA
198
Arete Wealth Advisors
Illinois
$847K +$847K +7,701 New
WA
199
Waverly Advisors
Alabama
$842K +$8.36K +76 +1%
CIBC World Market
200
CIBC World Market
Ontario, Canada
$837K -$14.3K -130 -2%
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8
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