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Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
176
Janney Montgomery Scott
Pennsylvania
$923K +$898K +9,001 New
HI
177
Horizon Investments
North Carolina
$911K +$218K +2,189 +33%
AA
178
Alesco Advisors
New York
$897K -$12.5K -125 -1%
HL
179
HeadInvest LLC
Maine
$892K +$34.9K +350 +4%
CP
180
Camelot Portfolios
Ohio
$878K +$7.48K +75 +0.9%
CA
181
Cetera Advisors
Colorado
$849K +$400K +4,013 +94%
BFEC
182
Benjamin F. Edwards & Company
Missouri
$846K -$3.59K -36 -0.4%
US Bancorp
183
US Bancorp
Minnesota
$827K -$60.9K -611 -7%
BRWA
184
B. Riley Wealth Advisors
Florida
$809K +$3.49K +35 +0.4%
CIBC World Market
185
CIBC World Market
Ontario, Canada
$793K +$340K +3,409 +79%
WA
186
Waverly Advisors
Alabama
$777K +$19.2K +193 +3%
OC
187
Oarsman Capital
Wisconsin
$775K +$70.2K +704 +10%
MFS
188
MSI Financial Services
Massachusetts
$733K +$358K +3,586 +101%
RMDI
189
R.M. Davis Inc
Maine
$732K -$18K -181 -2%
FCI
190
Financial Counselors Inc
Kansas
$722K
Brown Advisory
191
Brown Advisory
Maryland
$722K +$170K +1,706 +32%
PVH
192
Psagot Value Holdings
Israel
$717K -$11.7K -117 -2%
PCM
193
Princeton Capital Management
New Jersey
$715K +$9.97K +100 +1%
BSW
194
Buckingham Strategic Wealth
Missouri
$710K -$76.6K -768 -10%
AAS
195
Annex Advisory Services
Wisconsin
$706K -$286K -2,869 -29%
SBH
196
Segall Bryant & Hamill
Illinois
$700K +$12.5K +125 +2%
DSC
197
Duncker Streett & Co
Missouri
$692K
FTIOP
198
Fiduciary Trust International of Pennsylvania
Pennsylvania
$685K +$28.9K +290 +5%
RACM
199
R & A Capital Management
New Hampshire
$652K
CCM
200
Covington Capital Management
California
$649K -$47.7K -478 -7%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.