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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$388M
2
Bank of America
Bank of America
North Carolina
$401M
3
Deutsche Bank
Deutsche Bank
Germany
$41.9M
4
U
UBS
Switzerland
$141M
5
QI
QS Investors
New York
$47.7M

Top Sellers

1
AIA
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
First Horizon Advisors
Tennessee
$123K
3
AA
Ancora Advisors
Ohio
$0
4
MIS
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
176
Janney Montgomery Scott
Pennsylvania
$923K +$923K +9,001 New
HI
177
Horizon Investments
North Carolina
$911K +$224K +2,189 +33%
AA
178
Alesco Advisors
New York
$897K -$12.8K -125 -1%
HL
179
HeadInvest LLC
Maine
$892K +$35.9K +350 +4%
CP
180
Camelot Portfolios
Ohio
$878K +$7.69K +75 +0.9%
CA
181
Cetera Advisors
Colorado
$849K +$411K +4,013 +94%
BFEC
182
Benjamin F. Edwards & Company
Missouri
$846K -$3.69K -36 -0.4%
US Bancorp
183
US Bancorp
Minnesota
$827K -$62.6K -611 -7%
BRWA
184
B. Riley Wealth Advisors
Florida
$809K +$3.59K +35 +0.4%
CIBC World Market
185
CIBC World Market
Ontario, Canada
$793K +$349K +3,409 +79%
WA
186
Waverly Advisors
Alabama
$777K +$19.8K +193 +3%
OC
187
Oarsman Capital
Wisconsin
$775K +$72.1K +704 +10%
MFS
188
MSI Financial Services
Massachusetts
$733K +$367K +3,586 +101%
RMDI
189
R.M. Davis Inc
Maine
$732K -$18.5K -181 -2%
FCI
190
Financial Counselors Inc
Kansas
$722K – – –
Brown Advisory
191
Brown Advisory
Maryland
$722K +$175K +1,706 +32%
PVH
192
Psagot Value Holdings
Israel
$717K -$12K -117 -2%
PCM
193
Princeton Capital Management
New Jersey
$715K +$10.3K +100 +1%
BSW
194
Buckingham Strategic Wealth
Missouri
$710K -$78.7K -768 -10%
AAS
195
Annex Advisory Services
Wisconsin
$706K -$294K -2,869 -29%
SBH
196
Segall Bryant & Hamill
Illinois
$700K +$12.8K +125 +2%
DSC
197
Duncker Streett & Co
Missouri
$692K – – –
FTIOP
198
Fiduciary Trust International of Pennsylvania
Pennsylvania
$685K +$29.7K +290 +5%
RACM
199
R & A Capital Management
New Hampshire
$652K – – –
CCM
200
Covington Capital Management
California
$649K -$49K -478 -7%
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