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Vanguard Small-Cap ETF

438 hedge funds and large institutions have $4.5B invested in Vanguard Small-Cap ETF in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 195 increasing their positions, 134 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 134

0.05% less ownership

Funds ownership: 42.59%42.54% (-0.05%)

2% less funds holding

Funds holding: 445438 (-7)

9% less funds holding in top 10

Funds holding in top 10: 4339 (-4)

10% less capital invested

Capital invested by funds: $4.97B → $4.5B (-$474M)

11% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 38

95% less call options, than puts

Call options by funds: $270K | Put options by funds: $5.95M

Holders
438
Holders Change
-7
Holders Change %
-1.57%
% of All Funds
12.23%
Holding in Top 10
39
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-9.3%
% of All Funds
1.09%
New
34
Increased
195
Reduced
134
Closed
38
Calls
$270K
Puts
$5.95M
Net Calls
-$5.68M
Net Calls Change
-$6.16M
Name Holding Trade Value Shares
Change
Change in
Stake
TFO
151
Tarbox Family Office
California
$2.6M +$545K +4,661 +24%
F
152
FutureAdvisor
California
$2.58M +$22.2K +190 +0.8%
MFBTD
153
MB Financial Bank - Trust Department
Illinois
$2.54M +$2.74M +23,430 +22,314%
CPIG
154
Chicago Partners Investment Group
Illinois
$2.49M +$65.7K +562 +2%
PSUF
155
People's United Financial
Connecticut
$2.31M +$298K +2,552 +14%
CIBC Private Wealth Group
156
CIBC Private Wealth Group
Georgia
$2.3M +$1.1M +9,441 +79%
EC
157
Estate Counselors
Wisconsin
$2.29M -$175K -1,500 -7%
B
158
BancorpSouth
Mississippi
$2.27M +$11.9K +102 +0.5%
FA
159
FDx Advisors
Illinois
$2.24M -$2.11M -18,013 -46%
GP
160
Gresham Partners
Illinois
$2.21M +$2.4M +20,506 New
ICAS
161
Investors Capital Advisory Services
Massachusetts
$2.2M +$278K +2,380 +13%
CTA
162
Chesley Taft & Associates
Illinois
$2.12M +$228K +1,950 +11%
GHAM
163
Gilman Hill Asset Management
Connecticut
$2.1M +$15.2K +130 +0.7%
CAN
164
Cetera Advisor Networks
California
$2.04M +$432K +3,696 +24%
APSP
165
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.99M +$323K +2,766 +18%
OC
166
Oppenheimer & Co
New York
$1.96M -$263K -2,245 -11%
FNFDCM
167
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.93M +$63.1K +540 +3%
AL
168
Aspiriant LLC
California
$1.93M +$543K +4,646 +40%
AssetMark Inc
169
AssetMark Inc
California
$1.93M -$23.1M -197,717 -92%
GA
170
Geneva Advisors
Illinois
$1.92M +$521K +4,455 +33%
FLPIM
171
F.L. Putnam Investment Management
Massachusetts
$1.91M -$3.86K -33 -0.2%
WSTAM
172
Wilbanks Smith & Thomas Asset Management
Virginia
$1.87M -$138K -1,183 -6%
TBA
173
Train Babcock Advisors
New York
$1.85M +$276K +2,360 +16%
AFS
174
Aft Forsyth & Sober
Florida
$1.84M
DAS
175
Dynamic Advisor Solutions
Arizona
$1.81M +$1.96M +16,793 New

VB Hedge Fund Activity: Q3 2015 in Review

438 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2015, worth a combined $4.5B — down 9.5% from $4.97B a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of VB and 34 opened new positions — a net loss of 4 holders — while 134 trimmed existing stakes and 195 added.

The largest buyer was Bank of America, adding an estimated $61.1M. The largest seller was Windham Capital Management, exiting entirely with an estimated $55.8M sold.

  • 438 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2015, down from 445 in Q2 2015.
  • Funds reported $4.5B of Vanguard Small-Cap ETF stock for Q3 2015, down 9.5% quarter-over-quarter.
  • 34 funds opened new Vanguard Small-Cap ETF positions in Q3 2015 and 38 closed out, a net change of -4 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2015 was Bank of America, an estimated $61.1M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2015 was Windham Capital Management, an estimated $55.8M sold.

Based on aggregated 13F filings for Q3 2015.