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Vanguard Small-Cap ETF

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

311% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 19

43% more repeat investments, than reductions

Existing positions increased: 134 | Existing positions reduced: 94

17% more funds holding

Funds holding: 314368 (+54)

4% more funds holding in top 10

Funds holding in top 10: 2829 (+1)

1% less capital invested

Capital invested by funds: $3.39B → $3.35B (-$41.4M)

3.72% less ownership

Funds ownership: 43.71%39.99% (-3.7%)

20% less call options, than puts

Call options by funds: $671K | Put options by funds: $836K

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.68%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M
Name Holding Trade Value Shares
Change
Change in
Stake
EAM
151
Evanson Asset Management
California
$1.46M +$1.41M +13,276 New
BJL
152
Brighton Jones LLC
Washington
$1.46M +$18.1K +170 +1%
CAN
153
Cetera Advisor Networks
California
$1.45M +$70.7K +664 +5%
AssetMark Inc
154
AssetMark Inc
California
$1.45M +$951K +8,936 +212%
OC
155
Oppenheimer & Co
New York
$1.44M +$36.9K +347 +3%
BFA
156
Bragg Financial Advisors
North Carolina
$1.44M -$19.2K -180 -1%
WT
157
Whittier Trust
California
$1.43M -$372K -3,495 -21%
FNFDCM
158
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$1.42M +$74.5K +700 +6%
RIA
159
Regal Investment Advisors
Michigan
$1.42M -$92.9K -873 -6%
PI
160
Placemark Investments
Illinois
$1.42M +$179K +1,681 +15%
WF
161
Welch & Forbes
Massachusetts
$1.4M -$6.6K -62 -0.5%
EHPM
162
Emery Howard Portfolio Management
California
$1.39M
CCMH
163
Cornerstone Capital Management Holdings
New York
$1.39M -$788K -7,400 -37%
CDIA
164
Capital Directions Investment Advisors
Georgia
$1.39M +$1.34M +12,636 New
PCA
165
Peddock Capital Advisors
Massachusetts
$1.36M +$1.31M +12,331 New
GT
166
Glenview Trust
Kentucky
$1.34M +$1.3M +12,202 New
DAS
167
Dynamic Advisor Solutions
Arizona
$1.34M +$1.3M +12,172 New
SSWM
168
Sheets Smith Wealth Management
North Carolina
$1.33M -$61K -573 -5%
CWM
169
Concert Wealth Management
California
$1.32M +$204K +1,921 +19%
KFS
170
KMS Financial Services
Washington
$1.28M +$61.9K +582 +5%
HI
171
Horizon Investments
North Carolina
$1.27M +$283K +2,663 +30%
MBT
172
Montecito Bank & Trust
California
$1.26M -$98.1K -922 -7%
FFS
173
Founders Financial Securities
Maryland
$1.25M +$1.21M +11,329 New
WCM
174
Weatherstone Capital Management
Colorado
$1.19M -$11.8K -111 -1%
AllianceBernstein
175
AllianceBernstein
Tennessee
$1.18M -$138K -1,301 -11%

VB Hedge Fund Activity: Q4 2013 in Review

368 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2013, worth a combined $3.35B — down 1.2% from $3.39B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new VB positions and 19 closed out — a net gain of 59 holders — while 134 added to existing stakes and 94 trimmed.

The largest buyer was Windham Capital Management, adding an estimated $39.9M. The largest seller was Fidelity Investments, cutting an estimated $203M.

  • 368 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2013, up from 314 in Q3 2013.
  • Funds reported $3.35B of Vanguard Small-Cap ETF stock for Q4 2013, down 1.2% quarter-over-quarter.
  • 78 funds opened new Vanguard Small-Cap ETF positions in Q4 2013 and 19 closed out, a net change of +59 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2013 was Windham Capital Management, an estimated $39.9M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2013 was Fidelity Investments, an estimated $203M sold.

Based on aggregated 13F filings for Q4 2013.